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VALLEY NATIONAL BANCORP — Director's Dealing 2017
Jan 31, 2017
30938_dirs_2017-01-31_ecc4ce41-9e00-421e-bf42-4279e520a578.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2017-01-27
Reporting Person: ESKOW ALAN D (Senior EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | F | 4438 | $12.20 | Disposed | 300461 | Direct |
| 2017-01-30 | Common Stock | F | 4098 | $12.29 | Disposed | 296363 | Direct |
| 2017-01-31 | Common Stock | F | 6049 | $12.07 | Disposed | 290314 | Direct |
| 2017-01-31 | Common Stock | F | 5041 | $12.07 | Disposed | 285273 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1435 | Indirect |
| Common Stock | 51796 | Indirect |
| Common Stock (401k Plan) | 5352 | Direct |
| Preferred Stock (Roth IRA) | 790 | Direct |
| Common Stock (Roth IRA) | 10578 | Direct |
Footnotes
F1: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of performance-based restricted shares granted in January 2014 and originally reported on Form 4. These shares did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2016.
F2: Adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.
F3: Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.