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VALLEY NATIONAL BANCORP — Director's Dealing 2015
May 1, 2015
30938_dirs_2015-05-01_f7324893-71de-4729-8d12-836ce86b3beb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2007-11-14
Reporting Person: CRANDELL MITCHELL L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-14 | Common Stock | A | 500 | — | Acquired | 1025 | Direct |
| 2008-11-17 | Common Stock | A | 1000 | — | Acquired | 2076 | Direct |
| 2009-11-17 | Common Stock | A | 1500 | — | Acquired | 3679 | Direct |
| 2010-11-13 | Common Stock | F | 44 | $13.13 | Disposed | 3818 | Direct |
| 2010-11-14 | Common Stock | F | 40 | $13.13 | Disposed | 3778 | Direct |
| 2010-11-15 | Common Stock | A | 1904 | — | Acquired | 5682 | Direct |
| 2010-11-17 | Common Stock | F | 237 | $12.87 | Disposed | 5445 | Direct |
| 2011-11-13 | Common Stock | F | 50 | $12.00 | Disposed | 5667 | Direct |
| 2011-11-14 | Common Stock | F | 44 | $12.00 | Disposed | 5623 | Direct |
| 2011-11-15 | Common Stock | F | 206 | $11.79 | Disposed | 5417 | Direct |
| 2011-11-17 | Common Stock | F | 263 | $11.82 | Disposed | 5154 | Direct |
| 2012-02-07 | Common Stock | A | 2435 | — | Acquired | 7589 | Direct |
| 2012-11-14 | Common Stock | F | 52 | $8.87 | Disposed | 7916 | Direct |
| 2012-11-15 | Common Stock | F | 236 | $8.72 | Disposed | 7680 | Direct |
| 2012-11-17 | Common Stock | F | 302 | $8.93 | Disposed | 7378 | Direct |
| 2013-01-31 | Common Stock | A | 3476 | — | Acquired | 10854 | Direct |
| 2013-02-07 | Common Stock | F | 325 | $9.87 | Disposed | 10529 | Direct |
| 2013-11-15 | Common Stock | F | 260 | $9.95 | Disposed | 10269 | Direct |
| 2013-11-17 | Common Stock | F | 99 | $9.98 | Disposed | 10170 | Direct |
| 2014-01-31 | Common Stock | A | 4839 | — | Acquired | 15009 | Direct |
| 2014-01-31 | Common Stock | F | 443 | $9.92 | Disposed | 14566 | Direct |
| 2014-02-07 | Common Stock | F | 348 | $9.57 | Disposed | 14218 | Direct |
| 2015-01-30 | Common Stock | A | 5464 | — | Acquired | 19682 | Direct |
| 2015-01-31 | Common Stock | F | 1064 | $9.08 | Disposed | 18618 | Direct |
| 2015-02-07 | Common Stock | F | 358 | $9.66 | Disposed | 18253 | Direct |
| 2013-03-12 | Common Stock | I | 2558 | $10.43 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-14 | Stock Options | $14.93 | A | 1915 | Acquired | 2017-11-14 | Common Stock (1915) | Direct |
| 2008-11-17 | Stock Options | $14.24 | A | 1216 | Acquired | 2018-11-17 | Common Stock (1216) | Direct |
Footnotes
F1: Represents a restricted stock award granted under the VNB 1999 Long Term Stock Incentive Plan subject to vesting in five equal annual installments commencing with the first anniversary of the grant date.
F2: Adjusted to reflect a 5% stock dividend paid on May 25, 2007 to stockholders of record on May 11, 2007.
F3: Adjusted to reflect 5% stock dividend paid on May 23, 2008 to stockholders of record on May 9, 2008.
F4: Represents a restricted stock award granted under the VNB 2009 Long Term Stock Incentive Plan subject to vesting in three equal annual installments commencing with the first anniversary of the grant date.
F5: Adjusted to reflect 5% stock dividend paid on May 22, 2009 to shareholders of record on May 8, 2009.
F6: Adjusted to reflect 5% stock dividend paid on May 21, 2010 to shareholders of record on May 7, 2010.
F7: Adjusted to reflect 5% stock dividend paid on May 20, 2011 to shareholders of record on May 6, 2011.
F8: Adjusted to reflect 5% stock dividend paid on May 25, 2012 to shareholders of record on May 11, 2012.
F9: Amount reported reflects downward adjustment of seven shares due to rounding.
F10: The reporting person accumulated 2,558 shares under Valley's 401(k) Plan until his March 12, 2013 transfer of holdings in the VNB Stock Fund to alternate investment options under the plan. The reporting person currently holds no VNB shares under Valley's 401(k) Plan.
F11: Represents a stock option award granted under the VNB 1999 Long Term Stock Incentive Plan which vested and became exercisable in five equal annual installments commencing with the first anniversary of the grant date. Amounts are adjusted to reflect 5% stock dividends since date of grant.