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VALLEY NATIONAL BANCORP — Director's Dealing 2015
Jun 22, 2015
30938_dirs_2015-06-22_7afd40b8-d022-4696-9318-f3d23c3b1060.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2015-06-19
Reporting Person: LIPKIN GERALD H (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-19 | Preferred Stock (Roth IRA) | P | 1200 | $25 | Acquired | 1200 | Direct |
| 2015-06-19 | Preferred Stock (Roth IRA with Spouse) | P | 2750 | $25 | Acquired | 2750 | Indirect |
| 2015-06-19 | Preferred Stock | P | 2000 | $25 | Acquired | 2000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 324760 | Indirect |
| Common Stock | 499368 | Direct |
| Common Stock (401k Plan) | 51 | Direct |
| Common Stock | 6946 | Indirect |
| Common Stock (Roth IRA) | 68889 | Direct |
| Common Stock (with Spouse) | 154 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $11.91 | 2020-11-15 | Common Stock (44016.0) | 44016 | Direct |
| Stock Options | $17.23 | 2016-02-15 | Common Stock (35178.0) | 35178 | Direct |
| Stock Options | $18.1 | 2014-02-26 | Common Stock (31026.0) | 31026 | Direct |
| Stock Options | $19.36 | 2017-02-13 | Common Stock (46904.0) | 46904 | Direct |
| Stock Options | $14.65 | 2018-02-12 | Common Stock (44671.0) | 44671 | Direct |
| Stock Options | $18.13 | 2015-02-08 | Common Stock (29551.0) | 29551 | Direct |
Footnotes
F1: Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.
F2: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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