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VALLEY NATIONAL BANCORP Director's Dealing 2015

Jun 22, 2015

30938_dirs_2015-06-22_7afd40b8-d022-4696-9318-f3d23c3b1060.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2015-06-19

Reporting Person: LIPKIN GERALD H (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-19 Preferred Stock (Roth IRA) P 1200 $25 Acquired 1200 Direct
2015-06-19 Preferred Stock (Roth IRA with Spouse) P 2750 $25 Acquired 2750 Indirect
2015-06-19 Preferred Stock P 2000 $25 Acquired 2000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 324760 Indirect
Common Stock 499368 Direct
Common Stock (401k Plan) 51 Direct
Common Stock 6946 Indirect
Common Stock (Roth IRA) 68889 Direct
Common Stock (with Spouse) 154 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option/NQ $11.91 2020-11-15 Common Stock (44016.0) 44016 Direct
Stock Options $17.23 2016-02-15 Common Stock (35178.0) 35178 Direct
Stock Options $18.1 2014-02-26 Common Stock (31026.0) 31026 Direct
Stock Options $19.36 2017-02-13 Common Stock (46904.0) 46904 Direct
Stock Options $14.65 2018-02-12 Common Stock (44671.0) 44671 Direct
Stock Options $18.13 2015-02-08 Common Stock (29551.0) 29551 Direct

Footnotes

F1: Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.

F2: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.