AI assistant
VALLEY NATIONAL BANCORP — Director's Dealing 2014
Feb 4, 2014
30938_dirs_2014-02-04_f3d6b6f2-cd79-4b5c-85a9-6b60802335f2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2014-01-31
Reporting Person: Mueller Bernadette (Executive VP, Retail Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-31 | Common Stock | F | 1933 | $9.92 | Disposed | 61143 | Direct |
| 2014-01-31 | Common Stock | A | 15121 | — | Acquired | 76264 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 117 | Indirect |
| Common Stock (401k Plan) | 2861 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $11.91 | 2020-11-15 | Common Stock (6602) | 6602 | Direct |
| Stock Options | $18.93 | 2014-11-16 | Common Stock (3695) | 3695 | Direct |
| Stock Options | $17.54 | 2015-11-14 | Common Stock (4221) | 4221 | Direct |
| Stock Options | $19.19 | 2016-11-13 | Common Stock (4020) | 4020 | Direct |
| Stock Options | $14.93 | 2017-11-14 | Common Stock (3829) | 3829 | Direct |
| Stock Options | $14.24 | 2018-11-17 | Common Stock (2431) | 2431 | Direct |
Footnotes
F1: Adjusted for additional shares acquired through Dividend Reinvestment Plan.
F2: Restricted shares granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan. 7,561 of the shares are time-based with three-year equal vesting beginning at grant date. 7,560 of the shares are subject to performance-based vesting conditions over a three-year performance period, all of which may be forfeited in the event performance conditions are not satisfied.
F3: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.