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VALLEY NATIONAL BANCORP — Director's Dealing 2014
Feb 4, 2014
30938_dirs_2014-02-04_5a200735-8a99-4a94-a687-57217f6e0ee8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2014-01-31
Reporting Person: ESKOW ALAN D (Director, Senior EVP & CFO, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-31 | Common Stock | F | 5918 | $9.92 | Disposed | 152626 | Direct |
| 2014-01-31 | Common Stock | A | 60484 | — | Acquired | 213110 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1254 | Indirect |
| Common Stock | 51796 | Indirect |
| Common Stock (401k Plan) | 4690 | Direct |
| Common Stock (Roth IRA) | 10578 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $11.91 | 2020-11-15 | Common Stock (21170) | 21170 | Direct |
| Stock Options | $18.93 | 2014-11-16 | Common Stock (17732) | 17732 | Direct |
| Stock Options | $17.54 | 2015-11-14 | Common Stock (20401) | 20401 | Direct |
| Stock Options | $19.19 | 2016-11-13 | Common Stock (22112) | 22112 | Direct |
| Stock Options | $14.65 | 2018-02-12 | Common Stock (21059) | 21059 | Direct |
Footnotes
F1: Adjusted for additional shares acquired through Dividend Reinvestment Plan.
F2: Restricted shares granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan. 30,242 of the shares are time-based with three-year equal vesting beginning at grant date. 30,242 of the shares are subject to performance-based vesting conditions over a three-year performance period, all of which may be forfeited in the event performance conditions are not satisfied.
F3: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.