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VALLEY NATIONAL BANCORP — Director's Dealing 2012
Nov 19, 2012
30938_dirs_2012-11-19_08e64e61-6975-42f0-a375-7bcef4b9785e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2012-11-15
Reporting Person: LIPKIN GERALD H (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-03 | Common Stock | G | 10043 | — | Disposed | 204760 | Indirect |
| 2012-11-15 | Common Stock | F | 6620 | $8.72 | Disposed | 295183 | Direct |
| 2012-11-19 | Common Stock | F | 5007 | $8.93 | Disposed | 290176 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6946 | Indirect |
| Common Stock (401k Plan) | 45 | Direct |
| Common Stock (Roth IRA) | 68889 | Direct |
| Common Stock (with Spouse) | 154 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $11.91 | 2020-11-15 | Common Stock (44016) | 44016 | Direct |
| Stock Options | $15.74 | 2013-03-01 | Common Stock (11401) | 11401 | Direct |
| Stock Options | $18.10 | 2014-02-26 | Common Stock (31026) | 31026 | Direct |
| Stock Options | $18.13 | 2015-02-08 | Common Stock (29551) | 29551 | Direct |
| Stock Options | $17.23 | 2016-02-15 | Common Stock (35178) | 35178 | Direct |
| Stock Options | $19.36 | 2017-02-13 | Common Stock (46904) | 46904 | Direct |
| Stock Options | $14.65 | 2018-02-12 | Common Stock (44671) | 44671 | Direct |
Footnotes
F1: Valley National Bancorp declared a 5% stock dividend on April 18, 2012, issued May 25, 2012 to shareholders of record on May 11, 2012.
F2: Shares gifted to Lipkin Family Foundation.
F3: Shares withheld for payment of tax liability on restricted stock vesting as reported at grant date.
F4: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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