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VALLEY NATIONAL BANCORP — Director's Dealing 2011
Nov 17, 2011
30938_dirs_2011-11-17_6b4cd113-0a27-415b-85ab-8a14461987b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2011-11-15
Reporting Person: LIPKIN GERALD H (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-15 | Common Stock | F | 5450 | $11.79 | Disposed | 215708 | Direct |
| 2011-11-17 | Common Stock | F | 4488 | $11.82 | Disposed | 211220 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6615 | Indirect |
| Common Stock | 204577 | Indirect |
| Common Stock (401k Plan) | 40 | Direct |
| Common Stock (Roth IRA) | 61161 | Direct |
| Common Stock (with Spouse) | 147 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $12.50 | 2020-11-15 | Common Stock (41920) | 41920 | Direct |
| Stock Option/NQ | $17.21 | 2012-02-15 | Common Stock (29357) | 29357 | Direct |
| Stock Options | $17.20 | 2012-02-15 | Common Stock (1670) | 1670 | Direct |
| Stock Options | $16.53 | 2013-03-01 | Common Stock (10858) | 10858 | Direct |
| Stock Options | $19.00 | 2014-02-26 | Common Stock (29548) | 29548 | Direct |
| Stock Options | $19.04 | 2015-02-08 | Common Stock (28143) | 28143 | Direct |
| Stock Options | $18.09 | 2016-02-15 | Common Stock (33503) | 33503 | Direct |
| Stock Options | $20.32 | 2017-02-13 | Common Stock (44670) | 44670 | Direct |
| Stock Options | $15.38 | 2018-02-12 | Common Stock (42544) | 42544 | Direct |
Footnotes
F1: Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
F2: Shares withheld for payment of tax liability on restricted stock vesting.
F3: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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