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VALLEY NATIONAL BANCORP — Director's Dealing 2011
Sep 15, 2011
30938_dirs_2011-09-15_3fcfdce0-1987-48eb-a7e9-4eae0d772094.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2011-09-14
Reporting Person: LAWRENCE JAMES G (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-14 | Common Stock | S | 505 | $10.906 | Disposed | 1708 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 317631 | Direct |
| Common Stock | 21445 | Indirect |
| Common Stock | 4557 | Indirect |
| Common Stock | 10812 | Indirect |
| Common Stock | 18247 | Indirect |
| Common Stock | 60855 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option/NQ | $12.5048 | 2020-11-15 | Common Stock (5988) | 5988 | Direct |
| Stock Options | $16.219 | 2011-11-27 | Common Stock (6787) | 6787 | Direct |
| Stock Options | $16.981 | 2012-11-18 | Common Stock (7757) | 7757 | Direct |
| Stock Options | $19.80 | 2013-11-17 | Common Stock (17728) | 17728 | Direct |
| Stock Options | $19.8762 | 2014-11-16 | Common Stock (16886) | 16886 | Direct |
| Stock Options | $18.4095 | 2015-11-14 | Common Stock (19430) | 19430 | Direct |
| Stock Options | $20.1429 | 2016-11-13 | Common Stock (18506) | 18506 | Direct |
| Stock Options | $15.381 | 2018-02-12 | Common Stock (12155) | 12155 | Direct |
Footnotes
F1: Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
F2: Mr. Lawrence is the Executor and 50% beneficiary of his father's Estate.
F3: Mr. Lawrence is the Executor and 50% beneficiary of his Mother's Estate.
F4: Mr. Lawrence is a trustee of a trust for the benefit of his mother, of which he is a 45% beneficiary; and his son a 10% beneficiary, of which Mr. Lawrence is the trustee. The reported amount reflects the total shares held in the trust.