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VALHI INC /DE/ — Director's Dealing 2013
Aug 27, 2013
32913_dirs_2013-08-27_fd45d7d8-245b-46b2-9c9d-a2c64ec1bfff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALHI INC /DE/ (VHI)
CIK: 0000059255
Period of Report: 2013-08-27
Reporting Person: SIMMONS HAROLD C (Director, Chairman of the Board, 10% Owner)
Reporting Person: CONTRAN CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-27 | Common stock, $0.01 par value per share | J | 59000 | $19.855 | Acquired | 2934215 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value per share | 1851880 | Direct |
| Common stock, $0.01 par value per share | 314033148 | Indirect |
| Common stock, $0.01 par value per share | 1100541 | Indirect |
| Common stock, $0.01 par value per share | 818514 | Indirect |
Footnotes
F1: Open market purchase by Contran Corporation. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship between the persons joining in this filing.
F2: The price reported in Column 4 is a weighted average price. These acquisitions involved 11 purchases at prices ranging from $19.6425 to $19.9500 per share. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the U.S. Security and Exchange Commission, upon request, the full information regarding these purchases.
F3: Directly held by Contran Corporation. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship between the persons joining in this filing.
F4: Directly held by Valhi Holding Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the persons joining in this filing.
F5: Directly owned by the Contran Amended and Restated Deferred Compensation Trust. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the persons joining in this filing.
F6: Directly held by the reporting person's spouse. Mr. Simmons disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationships to the persons joining in this filing.