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va-Q-tec AG
Declaration of Voting Results & Voting Rights Announcements • Oct 6, 2016
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Declaration of Voting Results & Voting Rights Announcements
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Voting Rights Announcements | 6 October 2016 12:04
va-Q-tec AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
DGAP Voting Rights Announcement: va-Q-tec AG
2016-10-06 / 12:04
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuerva-Q-tec AG
Karl-Ferdinand-Braun Str. 7
97080 Würzburg
Germany
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: First admission of shares for trading on an organized market |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
| Mr Samer Salty |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Cleantech Europe II Luxembourg S.à r.l.
5. Date on which threshold was crossed or reached28 Sep 2016
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer | |
| Resulting situation | 23.33 % | 0 % | 23.33 % | 13089502 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
| direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
|
| DE0006636681 | 0 | 3053662 | 0 % | 23.33 % |
| Total | 3053662 | 23.33 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| % | ||||
| Total | % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| % | |||||
| Total | % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Mr. Samer Salty | % | % | % |
| Sanne Trustee Services Limited | % | % | % |
| Sanne Nominees Limited | % | % | % |
| Zouk Holdings Limited | % | % | % |
| Zouk Ventures Limited | % | % | % |
| Cleantech II General Partner Limited | % | % | % |
| CT2 GP LLP | % | % | % |
| Cleantech II General Partner L.P. | % | % | % |
| Cleantech Europe II (A) LP | % | % | % |
| Cleantech Europe II Luxembourg S.à r.l. | 23.33 % | % | 23.33 % |
| Mr. Samer Salty | % | % | % |
| Sanne Trustee Services Limited | % | % | % |
| Sanne Nominees Limited | % | % | % |
| Zouk Holdings Limited | % | % | % |
| Zouk Ventures Limited | % | % | % |
| Cleantech II General Partner Limited | % | % | % |
| CT2 GP LLP | % | % | % |
| Cleantech II General Partner L.P. | % | % | % |
| Cleantech Europe II (B) LP | % | % | % |
| Cleantech Europe II Luxembourg S.à r.l. | 23.33 % | % | 23.33 % |
| Mr. Samer Salty | % | % | % |
| Sanne Trustee Services Limited | % | % | % |
| Sanne Nominees Limited | % | % | % |
| Zouk Holdings Limited | % | % | % |
| Zouk Ventures Limited | % | % | % |
| Zouk Capital LLP | 23.33 % | % | 23.33 % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
The voting rights are attributed to Zouk Capital LLP pursuant to Sec. 22 para. 1 s. 1 no. 6 of the German Securities Trading Act (Wertpapierhandelsgesetz, WpHG).
2016-10-06 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | va-Q-tec AG |
| Karl-Ferdinand-Braun Str. 7 | |
| 97080 Würzburg | |
| Germany | |
| Internet: | www.va-Q-tec.com |
| End of News | DGAP News Service |