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Utz Brands, Inc. — Director's Dealing 2018
Oct 5, 2018
32124_dirs_2018-10-04_6a55adeb-b2ce-49f1-abb7-ae8dcdd88d16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Collier Creek Holdings (CCH)
CIK: 0001739566
Period of Report: 2018-10-04
Reporting Person: Collier Creek Partners LLC (10% Owner)
Reporting Person: Chu Chinh (10% Owner)
Reporting Person: DEROMEDI ROGER K (10% Owner)
Reporting Person: Giordano Jason K (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-04 | Class B Ordinary Shares | $ | J | 1437500 | Acquired | Class A Ordinary Shares (1437500) | Direct |
Footnotes
F1: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date.
F2: On October 4, 2018, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization with respect to the Issuer's Class B Ordinary Shares.
F3: Includes 1,500,000 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option.
F4: The securities are held directly by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by Collier Creek Partners LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.