UTSTARCOM HOLDINGS CORP. — Major Shareholding Notification 2002

Oct 10, 2002

SC 13G 1 a2091053zsc13g.htm SCHEDULE 13G

| UNITED
STATES SECURITIES
AND EXCHANGE COMMISSION Washington,
D.C. 20549 |
| --- |
| OMB Number: 3235-0145 |
| Expires: October 31, 2002 |
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average burden hours per response..............14.9 |

*SCHEDULE 13G*

*Under the Securities Exchange Act of 1934*

*(Amendment No. )**

| interWAVE COMMUNICATIONS
INTERNATIONAL, LTD. |
| --- |
| (Name of Issuer) |
| Common Shares, par $0.001 per share |
| (Title of Class of Securities) |
| G4911N 10 2 |
| (CUSIP Number) |
| September 30, 2002 |
| (Date of Event which Requires Filing of this Statement) |

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

*o* Rule 13d-1(b)

ý Rule 13d-1(c)

o Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

ZEQ.=1,SEQ=1,EFW="2091053",CP="UTSTARCOM, INC.",DN="1",CHK=585728,FOLIO='',FILE="DISK032:[02PAL3.02PAL2233.EDGAR]13G_2233.CHC",USER="DNICHOL",CD='Oct 10 12:24 2002'

Schedule 13G Page 2 of 4

CUSIP NO. G4911N 10 2

| 1. | Names of
Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only). UTStarcom, Inc. FEIN:
52-1782500 | |
| --- | --- | --- |
| 2. | Check the Appropriate
Box if a Member of a Group (See Instructions) (a) o (b) o | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting
Power 5,836,575 |
| | 6. | Shared Voting
Power 0 |
| | 7. | Sole Dispositive
Power 5,836,575 |
| | 8. | Shared Dispositive
Power 0 |
| 9. | Aggregate Amount
Beneficially Owned by Each Reporting Person
5,836,575 | |
| 10. | Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) | |
| 11. | Percent of Class
Represented by Amount in Row (9)
8.56% | |
| 12. | Type of Reporting
Person (See Instructions) | |
| | CO | |

ZEQ.=1,SEQ=2,EFW="2091053",CP="UTSTARCOM, INC.",DN="1",CHK=133175,FOLIO='',FILE="DISK032:[02PAL3.02PAL2233.EDGAR]13G_2233.CHC",USER="DNICHOL",CD='Oct 10 12:24 2002'

Schedule 13G Page 3 of 4

*Item 1.*

(a) Name of Issuer

interWAVE Communications International, Ltd.

(b) Address of Issuer’s Principal Executive Offices

Clarendon House, 2 Church Street, P.O. Box HM1022, Hamilton HM DX, Bermuda

*Item 2.*

(a) Name of Person Filing

UTStarcom, Inc.

(b) Address of Principal Business Office or, if none, Residence

1275 Harbor Bay Parkway, Suite 100, Alameda, CA 94502

(c) Citizenship

UTStarcom, Inc. is a Delaware Corporation

(d) Title of Class of Securities

Common Shares, par value $0.001 per share

(e) CUSIP Number

G4911N 10 2

*Item 3.* Inapplicable.

*Item 4. Ownership*

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owed: 5,836,575

(b) Percent of class: 8.56%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 5,836,575

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition: 5,836,575

(iv) Shared power to dispose or to direct the disposition of: 0

Instruction. For computations regarding securities which represent a right to acquire an underlying security see *§* 240.13d3(d)(1).

*Item 5. Ownership of Five Percent or Less of a Class*

Inapplicable.

ZEQ.=1,SEQ=3,EFW="2091053",CP="UTSTARCOM, INC.",DN="1",CHK=698581,FOLIO='',FILE="DISK032:[02PAL3.02PAL2233.EDGAR]13G_2233.CHC",USER="DNICHOL",CD='Oct 10 12:24 2002'

Schedule 13G Page 4 of 4

*Item 6. Ownership of More than Five Percent on Behalf of Another Person*

Inapplicable.

*Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company*

Inapplicable.

*Item 8. Identification and Classification of Members of the Group*

Inapplicable.

*Item 9. Notice of Dissolution of Group*

Inapplicable.

*Item 10. Certification*

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

*SIGNATURE*

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: October 10, 2002
By:	/s/ Hong Lu
Name: Hong Lu
Title: President and Chief Executive Officer

ZEQ.=1,SEQ=4,EFW="2091053",CP="UTSTARCOM, INC.",DN="1",CHK=571893,FOLIO='',FILE="DISK032:[02PAL3.02PAL2233.EDGAR]13G_2233.CHC",USER="DNICHOL",CD='Oct 10 12:24 2002'

SEQ=,FILE='QUICKLINK',USER=DNICHOL,SEQ=,EFW="2091053",CP="UTSTARCOM, INC.",DN="1" TOCEXISTFLAG