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UTSTARCOM HOLDINGS CORP. Director's Dealing 2014

Jan 21, 2014

34885_dirs_2014-01-21_8719d102-3d20-4040-849e-d1f3ad3df9d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UTSTARCOM HOLDINGS CORP. (UTSI)
CIK: 0001030471
Period of Report: 2014-01-17

Reporting Person: SOFTBANK AMERICA INC (10% Owner)
Reporting Person: SOFTBANK HOLDINGS INC ET AL (10% Owner)
Reporting Person: SOFTBANK CORP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-17 Ordinary Shares S 4883875 $2.54 Disposed 0 Indirect

Footnotes

F1: In addition to SoftBank America Inc. ("SoftBank America"), this form is filed by SoftBank Holdings Inc. ("SoftBank Holdings"), and SoftBank Corp. ("SoftBank"). SoftBank America is a wholly-owned subsidiary of SoftBank Holdings; accordingly, securities owned by SoftBank America may be regarded as being beneficially owned by SoftBank Holdings. SoftBank Holdings is a wholly-owned subsidiary of SoftBank; accordingly, securities owned by SoftBank Holdings may be regarded as being beneficially owned by SoftBank. Each of SoftBank America, SoftBank Holdings, and SoftBank disclaims beneficial ownership of securities owned by any other person or entity except to the extent of his or its respective pecuniary interest, if any, therein.