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UTSTARCOM HOLDINGS CORP. — Director's Dealing 2014
Jan 22, 2014
34885_dirs_2014-01-22_030822c2-2ea8-46fd-b268-749687b21a44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UTSTARCOM HOLDINGS CORP. (UTSI)
CIK: 0001030471
Period of Report: 2014-01-17
Reporting Person: SHAH CAPITAL MANAGEMENT (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-17 | UTSTARCOM HOLDINGS CORP | P | 1000000 | $2.54 | Acquired | 6426057 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| UTSTARCOM HOLDINGS CORP | 7543496 | Indirect |
| UTSTARCOM HOLDINGS CORP | 311333 | Direct |
Footnotes
F1: Represents shares of common stock owned by Shah Capital Opportunity Fund LP (Fund) which could be deemed to be owned beneficially by Shah Capital Management (SCM)solely as a result of its discretionary power over such shares as investment adviser to the Fund and Shah Capital LLC, as a General Partner to the Fund.
F2: Represents shares of common stock deemed to be owned benefically by Shah Capital Management (SCM) solely as a result of its discretionary power over such shares as investment adviser to its separately managed account clients.