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UTSTARCOM HOLDINGS CORP. — Director's Dealing 2010
Apr 2, 2010
34885_dirs_2010-04-02_9c820c4e-15a8-4f26-a7d5-495a6637c22a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UTSTARCOM INC (UTSI)
CIK: 0001030471
Period of Report: 2010-03-31
Reporting Person: Lu Ying (Jack) (Senior VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-31 | Common Stock | A | 300000 | — | Acquired | 300000 | Direct |
Footnotes
F1: Mr. Lu was awarded of 300,000 shares of restricted common stock which will vest over a four (4) year period. One quarter of the shares will vest on the first anniversary of the date of grant, and then one-quarter of the shares will vest annually thereafter, subject to his continuing to provide services to the Company through each applicable vesting date. For now no shares have been vested.
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