AI assistant
Sending…
Usio, Inc. — Director's Dealing 2021
Nov 22, 2021
34708_dirs_2021-11-22_f4c536e1-90de-4145-a127-53d96dc75c1c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Usio, Inc. (USIO)
CIK: 0001088034
Period of Report: 2021-11-18
Reporting Person: HOCH LOUIS A (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Common Stock | A | 100000 | $6.39 | Acquired | 2712825 | Direct |
| 2021-11-22 | Common Stock | S | 2000 | $8.44 | Disposed | 2710825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Restricted Stock Units | $0 | A | 10000 | Acquired | 2031-11-18 | Common Stock (10000) | Direct |
| 2021-11-18 | Restricted Stock Units | $0 | A | 10000 | Acquired | 2031-11-18 | Common Stock (10000) | Direct |
| 2021-11-18 | Restricted Stock Units | $0 | A | 10000 | Acquired | 2031-11-18 | Common Stock (10000) | Direct |
Footnotes
F1: Vests 11/18/2031 or change of control or per terms of employment agreement.
F2: This trade was effected pursuant to a 10(b)5-1 plan effective June 14, 2021.
F3: Restricted stock units vests 11/18/2022.
F4: Restricted stock units vests 11/18/2023.
F5: Restricted stock units vests 11/18/2024.
More from Usio, Inc.
Declaration of Voting Results & Voting Rights Announcements
2026
Jun 10
Earnings Release
2026
May 13
Interim / Quarterly Report
2026
May 13
Director's Dealing
2026
Mar 20
Director's Dealing
2026
Mar 19
Director's Dealing
2026
Mar 19
Director's Dealing
2026
Feb 24
Director's Dealing
2026
Feb 24
Director's Dealing
2026
Jan 28
Regulatory Filings
2026
Jan 27