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USCOM LIMITED Major Shareholding Notification 2021

Dec 19, 2021

65979_rns_2021-12-19_40d4cb6a-901c-40a1-ac39-710cef364479.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Uscom Limited

ACN/ARSN 091 028 090

1. Details of substantial holder(1)

Name Jetan Pty Ltd

ACN/ARSN (if applicable) 001 261 347

There was a change in the interests of the substantial holder on 13 12 21/ / The previous notice was given to the company on 28 10 21/ / 19 The previous notice was dated 28 10 21/ / 19

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Present notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary 7,365,939
5.37%
19,271,562

9.81%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
See attac hed schedule of c hanges

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
Jetan Pty Ltd Jetan Pty Ltd Jetan Pty Ltd Direct Ordinary 12,771,562
Jetan Pty Ltd
ATF GRP
Jetan Pty Ltd
ATF GRP
Jetan Pty Ltd
ATF GRP
Direct Ordinary 6,500,000

Super Fund
Super Fund Super Fund
19,271,562
Grand Total

604 page 2/2 15 July 2001

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The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
Name and ACN/ARSN (if applicable) Nature of association
Name Address
Jetan Pty Ltd 44 Drumalbyn Road, Bellevue Hill NSW 2023
print name Greg Plummer capacity Director
sign here date 17 12 2021/ /
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

6. Addresses

The addresses of persons named in this form are as follows:

Signature

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

604 GUIDE page 1/1 13 March 2000

GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.

Signature

This form must be signed by either a director or a secretary of the substantial holder.

  • Nil Nil Nil (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form.

  • (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange.

  • (c) The person must give a copy of this notice: (i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period.

  • To make any annexure conform to the regulations, you must

  • 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied

  • 5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title)

  • 7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.

Lodging period Nil Lodging Fee Nil Other forms to be Nil completed Additional information (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. (c) The person must give a copy of this notice: (i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period. Annexures To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied 5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title)

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

Consideration Consideration
Date of
change
Persons whose relevant
interest changed
Nature of
change (6)
Given in
relation to
change (7)
Class of
Securities
Number of
Securities
affected
Person's votes
affected
$
O/Balance Jetan Pty Ltd Direct $ 952,647.94
7,365,939 7,365,939
Jetan Pty Ltd
31/10/2019 Jetan Pty Ltd Direct 18,406.12 Ordinary 166,778 166,778
25/11/2019 Jetan Pty Ltd Direct (89,988.12) Ordinary (500,000) (500,000)
28/11/2019 Jetan Pty Ltd Direct 18,121.60 Ordinary 144,496 144,496
29/11/2019 Jetan Pty Ltd Direct 19,252.21 Ordinary 153,511 153,511
5/12/2019 Jetan Pty Ltd Direct 21,737.75 Ordinary 173,330 173,330
5/12/2019 Jetan Pty Ltd Direct 4,925.70 Ordinary 39,276 39,276
10/12/2019 Jetan Pty Ltd Direct 40,968.50 Ordinary 326,670 326,670
12/12/2019 Jetan Pty Ltd Direct 6,270.63 Ordinary 50,000 50,000
13/12/2019 Jetan Pty Ltd Direct 25,082.50 Ordinary 200,000 200,000
19/12/2019 Jetan Pty Ltd Direct 15,049.50 Ordinary 125,000 125,000
20/12/2019 Jetan Pty Ltd Direct 3,634.46 Ordinary 31,500 31,500
23/12/2019 Jetan Pty Ltd Direct 10,077.70 Ordinary 87,344 87,344
24/12/2019 Jetan Pty Ltd Direct 741.16 Ordinary 6,156 6,156
24/12/2019 Jetan Pty Ltd Direct 4,019.71 Ordinary 34,839 34,839
30/12/2019 Jetan Pty Ltd Direct 6,364.45 Ordinary 55,161 55,161
2/01/2020 Jetan Pty Ltd Direct 18,268.50 Ordinary 158,334 158,334
3/01/2020 Jetan Pty Ltd Direct 7,118.34 Ordinary 61,695 61,695
6/01/2020 Jetan Pty Ltd Direct 2,884.49 Ordinary 25,000 25,000
7/01/2020 Jetan Pty Ltd Direct 6,403.55 Ordinary 55,500 55,500
8/01/2020 Jetan Pty Ltd Direct 8,777.85 Ordinary 76,078 76,078
8/01/2020 Jetan Pty Ltd Direct 6,742.06 Ordinary 55,999 55,999
9/01/2020 Jetan Pty Ltd Direct 25.53 Ordinary 212 212
13/01/2020 Jetan Pty Ltd Direct 5,768.98 Ordinary 50,000 50,000
14/01/2020 Jetan Pty Ltd Direct 12,501.44 Ordinary 103,836 103,836
28/01/2020 Jetan Pty Ltd Direct 6,019.80 Ordinary 50,000 50,000
29/01/2020 Jetan Pty Ltd Direct 1,328.09 Ordinary 11,031 11,031
30/01/2020 Jetan Pty Ltd Direct 5,768.98 Ordinary 50,000 50,000
31/01/2020 Jetan Pty Ltd Direct 1,380.75 Ordinary 11,967 11,967
3/02/2020 Jetan Pty Ltd Direct 1,269.17 Ordinary 11,000 11,000
7/02/2020 Jetan Pty Ltd Direct (578,762.36) Ordinary (5,000,000) (5,000,000)
27/02/2020 Jetan Pty Ltd Direct (314.87) Ordinary (2,853) (2,853)
28/02/2020 Jetan Pty Ltd Direct (23,644.83) Ordinary (214,246) (214,246)
3/03/2020 Jetan Pty Ltd Direct (145,528.16) Ordinary (1,243,870) (1,243,870)
4/03/2020 Jetan Pty Ltd Direct (29,977.47) Ordinary (239,031) (239,031)
24/07/2020 Jetan Pty Ltd Direct 52,720.05 Ordinary 269,470 269,470
27/07/2020 Jetan Pty Ltd Direct 45,101.70 Ordinary 230,530 230,530
29/07/2020 Jetan Pty Ltd Direct 8,026.36 Ordinary 43,243 43,243
31/07/2020 Jetan Pty Ltd Direct 1,212.60 Ordinary 6,533 6,533
3/08/2020 Jetan Pty Ltd Direct 51,330.01 Ordinary 262,365 262,365
3/08/2020 Jetan Pty Ltd Direct 7,825.74 Ordinary 40,000 40,000
4/08/2020 Jetan Pty Ltd Direct 15,164.32 Ordinary 77,510 77,510
5/08/2020 Jetan Pty Ltd Direct 14,994.36 Ordinary 70,349 70,349
14/08/2020 Jetan Pty Ltd Direct 36,789.49 Ordinary 192,992 192,992
17/08/2020 Jetan Pty Ltd Direct 26,958.27 Ordinary 141,419 141,419
18/08/2020 Jetan Pty Ltd Direct 31,565.74 Ordinary 165,589 165,589
4/09/2020 Jetan Pty Ltd Direct 17,914.88 Ordinary 105,035 105,035
8/09/2020 Jetan Pty Ltd Direct 511.68 Ordinary 3,000 3,000
10/09/2020 Jetan Pty Ltd Direct 12,106.76 Ordinary 70,982 70,982
11/09/2020 Jetan Pty Ltd Direct 12,106.93 Ordinary 70,983 70,983

Page 1

Consideration Consideration
Date of
change
Persons whose relevant
interest changed
Nature of
change (6)
Given in
relation to
change (7)
Class of
Securities
Number of
Securities
affected
Person's votes
affected
$
11/09/2020 Jetan Pty Ltd Direct 17,397.22 Ordinary 102,000 102,000
15/09/2020 Jetan Pty Ltd Direct 7,438.50 Ordinary 43,612 43,612
17/09/2020 Jetan Pty Ltd Direct 6,884.19 Ordinary 40,362 40,362
21/09/2020 Jetan Pty Ltd Direct 5,229.22 Ordinary 30,659 30,659
23/09/2020 Jetan Pty Ltd Direct 5,691.11 Ordinary 33,367 33,367
12/11/2020 Jetan Pty Ltd Direct 37,856.53 Ordinary 221,953 221,953
13/11/2020 Jetan Pty Ltd Direct 17,798.89 Ordinary 104,355 104,355
17/11/2020 Jetan Pty Ltd Direct 12,568.98 Ordinary 73,692 73,692
8/06/2021 Jetan Pty Ltd Direct 51,168.30 Ordinary 300,000 300,000
8/12/2021 Jetan Pty Ltd Direct 170,961.56 Ordinary 1,554,196 1,554,196
13/12/2021 Jetan Pty Ltd Direct 664,038.54 Ordinary 6,036,714 6,036,714
Change Jetan Pty Ltd $ 742,055.64 5,405,623 5,405,623
Jetan Pty Ltd ATF GR Plummer Super Fund
3/02/2020 Jetan Pty Ltd ATF GR Plummer Super Fund Direct 650,000 Ordinary 5,000,000 5,000,000
8/12/2021 Jetan Pty Ltd ATF GR Plummer Super Fund Direct 165,000 Ordinary 1,500,000 1,500,000
Change Jetan Pty Ltd ATF GR Plummer Super Fund $ 815,000.00 6,500,000 6,500,000
Grand Total $ 2,509,703.58 19,271,562 19,271,562

Page 2