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USCOM LIMITED Investor Presentation 2016

Jun 20, 2016

65979_rns_2016-06-20_a979f70d-8f66-4cc0-8d6c-ed96e7bc24a9.pdf

Investor Presentation

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Uscom (UCM) – Global Medical Devices

Global growth June 2016

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Rob Phillips PhD(med), MPhil(med), FASE, DMU(cardiol) Associate Professor, Critical Care Research Group, School of Medicine, The University of Queensland Uscom Executive Chairman/CEO

The Measure of Life

Disclaimer

This presentation is intended to provide a general outline only and is not intended to be a definitive statement on the subject matter. The information in this presentation, whether written or verbal, has been prepared without taking into account the commercial, financial or other needs of any individual or organisation.

While Uscom (the "Company”) has taken due care in compiling the information, neither the Company nor its officers or advisors or any other person warrants the accuracy, reliability, completeness or timeliness of the information or guarantees the commercial or investment performance of the Company. Certain information may relate to protected intellectual property rights owned by Uscom. By viewing this presentation the viewer accepts the terms of the Company NDA.

The information does not constitute advice of any kind and should not be relied on as such. Investors must make their own independent assessment of the Company and undertake such additional enquiries as they deem necessary or appropriate for their own investment purposes. Any and all use of the information is at your own risk.

Uscom

“Uscom has acquired global assets to ensure reliable revenue growth for investors for the coming decade.”

Uscom – Medical devices the experts use

Summary

  • Non-invasive cardiovascular pulmonary device manufacturer

  • World leading technologies

  • Global partners, nearing profitability ( ± $3m revenue)

  • Rapid growth (+40% for 4 years), before transformational revenue and partnerships

  • Uscom BP+ and SpiroSonic for market and revenue FY 2017

  • Transformational partnership with China CIIC – $65m over 5 years

  • Growth foundations set for the coming decade

  • Annual results imminent

  • Unrecognised investor value

  • Uscom Annual report

Business Background

  • Premium noninvasive cardiovascular and pulmonary monitoring devices

  • Addressing the growing threat of superbugs, heart failure, hypertension and asthma

  • Validated, clinically accepted, cost and life saving devices with critical applications

  • Aggressive global growth strategy

  • IP protected and FDA, CE and CFDA regulatory approvals

  • Uscom BP+ and SpiroSonic for market FY 2017

  • Transformational partnerships evolving

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Corporate Board & Management Financials
� ASX listed (UCM) � Rob Phillips, Chairman & CEO � Sales +59% 2015
� Headquartered in Sydney � Sheena Jack, Director � Revenue +48% 2015
� (HCF, Moneytime Health) ($2+m)
Market cap of $28m
� 108m shares on issue � Christian Bernecker, Director � Cash consumption - $1m
� Rob Phillips, Founder and (Stream) � Gross Margins ~ 78%
� David He, Director (J&J, McKinseys) �
CEO, holds 18% of Cash ~ $2.7m
company � Nick Schicht, General Manager
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  • Uscom Annual report

Strategic growth

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Three world leading technologies merged under one operating entity Debt free acquisitions – scrip, raising and operations Rapidly strengthening balance sheet Acquisitive, strategic and diversified entity Scientific, operational and strategic synergy New product suites developed and funded from operations UK entity founded, Hungarian manufacturing integrated Preparing to market and volume manufacture BP+ and SpiroSonic New revenue streams - BP+ and SpiroSonic in 2017

Uscom – Devices the experts use

Uscom Recognition

Company of the Year, 2014 Johnson & Johnson Innovation Industry Excellence Awards

“A milestone driven, rapidly growing global medical device company, with real products, real revenue, real growth and an aggressive growth strategy”

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Uscom – Devices the experts use

Products and Market

Multiple high fidelity noninvasive digital medical devices

Fluid, Sepsis

& Heart Failure

  • US 1.3bn market[*]

  • CAGR of 7.6%[*]

  • CE, FDA, TGA, CFDA

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Hypertension & Vascular Health

COPD

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& Asthma

  • US 1.7bn market[*]

  • US 400m market[*]

  • CAGR of 11.5%[*]

  • CAGR of 6.5%[*]

  • CE, FDA, TGA

  • CE, TGA, FDA

USCOM 1A

BP+

Cardiac Output Monitoring Blood Pressure Monitoring

SpiroSonic Pulmonary Monitoring

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  • Source: MedTech Insight; Transparency Market Research

Uscom – Devices the experts use

Products - USCOM 1A

Heart failure, hypertension, sepsis, fluid Non invasive, accurate, compact, platform technology

Accurate cardiac output

Cardiac stroke volume Systemic vascular resistance Left + right heart measurement

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Works with all other hospital equipment Intuitive touch screen Real time data Platform technology with multiple uses

Non invasive, real time, beat-to-beat haemodynamics

Uscom – Devices the experts use

Products - Uscom BP+

Hypertension, heart failure and vascular disease Central Blood Pressure and Pulse Wave Analysis The new standard for hypertension

  • FDA, CE Mark, TGA approvals

  • • Supra-systolic Oscollometry

  • • Reliable and

  • • accurate

  • • Central and

  • • Brachial BP

  • • Replaces sub-systolic methods (cuff)

  • Home or clinic

  • • PPW Analysis

  • • Results in

  • 30 seconds

  • • No training required

  • • Platform technology with multiple uses

Stand alone, non invasive, accurate, compact system with BP+Reporter

Uscom – Devices the experts use

Products - Uscom SpiroSonic

Asthma, COPD, Occupational Lung Disease and drug compliance monitoring

  • High fidelity digital ultrasonic spirometry

  • Multi-path ultrasonic sensing

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  • FDA, CE, and TGA approvals

  • Reliable and accurate

  • Auto calibration

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  • Research, home and clinic

  • Wireless transmission

  • SpiroReporter analysis software

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  • FloFree tube – low resistance

  • Software guided examination and report

  • Simple disinfection

  • Platform sensors with medical and industrial applications

Stand alone, non invasive, accurate, compact system with SpiroReporter

Uscom – Devices the experts use

Big Data

Big data needs high quality sensors Uscom specialises in high quality non-invasive sensors

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  • Software analytics

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  • Telemetric signals

  • Cloud based processing/diagnosis

  • Personalised clinical advice

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  • Medication and dosage

  • Serial monitoring

  • Multiple measures

  • Home care market

  • Subscription service model

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  • Global partner opportunities – China, US, Euro

  • Multiple software providers – few hardware providers

Stand alone, wireless, accurate, compact, digital devices

Uscom – Devices the experts use

New - tSpiro Uscom selling technologies others are researching High fidelity telemetric spirometer The future for asthma and COPD

  • CE, FDA and TGA. CFDA in train

  • US revenue (more than 400)

  • Software analytics

  • Telemetric signals to cloud via iphone

  • Cloud based processing/diagnosis

  • Connecting patients to clinicians

  • Personalised clinical advice - medication and dosage

  • Serial monitoring

  • Multiple measures

  • Home care market

  • Capital and subscription revenue

  • Global partners – China, US, Euro

  • Multiple software providers – few hardware providers

Resapp (RAP) – Cap $240m, Adherium (ADR) – Cap $77m, Uscom (UCM) – Cap $28m

New Series

Improved diagnosis, management and monitoring of pulmonary diseases tSpirometers - high fidelity telemetric pulmonary monitoring

For launch FY 2017

Uscom – Devices the experts use

Regulatory

Uscom is preparing a new generation of products for regulatory approval across multiple jurisdictions for marketing in 2017

USCOM 1A BP+ Uscom BP+ Thor SpiroSonic
CE
(Europe)
Preparation Preparation
FDA
(USA)
Preparation Preparation
CFDA
(China)
- Preparation - Preparation
TGA
(Aus)
Preparation Preparation

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Uscom – Devices the experts use

BioTechnology Leader

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Uscom BP+ Thor Granted 12 21 3 Pendin 4 1 1 g

Patents - Real IP, real value, product pipeline

Uscom – Devices the experts use

De-Risked Technology

Featured in 500+ peer reviewed publications and presentations

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Sepsis, Heart failure, Hypertension, Fluid management, Emergency, Pediatrics, Cardiac transplantation, Electrophysiology, Emergency transport, Anesthesia, Liver transplantation, ICU, Pre-eclampsia, Pulmonary hypertension, Nurse outreach, Organ procurement, Haemodialysis, Neonates, infants, Children etc……..

Uscom – Devices the experts use

Multi-Products

Three world leading product ranges entering profit phase

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Global Profit
Concept Product Pilot Validation Regulatory Revenue
Distribution FY17
USCOM 1A ✓ ✓ ✓ ✓ ✓ ✓ ✓ ±✓
Uscom BP+ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ±✓
SpiroSonic ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Investment to Profit
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IP transformed into profit

Revenue Targets

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SpiroSonic – FY 2017
Total Revenue
20,000,000
18,000,000
16,000,000 BP+ - FY 2017
14,000,000
12,000,000
SpiroSonic
$ 10,000,000
BP+
USCOM
8,000,000 USCOM
6,000,000
4,000,000
2,000,000
0
2015 2016 2017 2018 2019 2020
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$20m revenue by 2020 = 5 year CAGR of 58%
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The Future

Value Cascade

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Products Sales Operations Opportunities
USCOM 1A
New appointments Global operations Share price growth
Uscom BP+
Current distribution Increased products Dividend
BP+Reporter
Thor distribution Increased scale Transaction
SpiroSonic
Completion of
New distribution Cost effective
Capital RaiseSmart
manufacture
Mobile Major partners
Tube Re-imbursement Revenue growth
Tele Profitability
US market focus
SpiroReporter
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Converting off balance sheet assets to revenue.

  1. Uscom Aus

  2. Uscom UK

Global Operations

  1. Uscom Budapest

  2. Uscom USA

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5. Uscom Shanghai
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2 •[•] • •[• •] • •• 3

[• ] • • • • •[•] •

[•] • •

[•] • 4 •• • •• • 5 • • • • •

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1
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Key Markets 1/5. AsiaPAC 2/3. Europe 4. Nth America

• • •[•] •

Focus FY 2017

Asia – Establish CIIC US – BP+ and SpiroSonic release Global tSpiro partnerships

China Growth

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China Health Expenditure as % of GDP
7.9
6.5
5.1 5.0 5.1 [5.4]
4.6 [4.84.8 4.7 4.7]
4.6 4.4 [4.6]
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2018E 2020E
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David He joins UCM Board Formerly J&J China, McKinsey Shanghai

China Health Spend (USD) GDP=12,000,000,000,000 Health=5.4%=648,000,000,000 Objective=12%=1,400,000,000,000 Growth(+6.6%)=$792,000,000,000 Uscom China Targets (USD) Population = 1.35b 3 provinces < 10% pop = $10m 31 Provinces = 100% 10 x current UCM revenue = $10m 2 new products = $20m Total revenue China = $30m USD

Uscom positioning to grow with China - $30m pa revenue target

News - Uscom CIIC China

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Five year importation and wholesale agreement with Shanghai CIIC Science and ≈ Technology Development Corp targeted to generate USD$48.2m ( A$65m) in sales. CIIC S&T – State owned company CIIC revenue – $10b USD, Med Device Division $250m USD

Uscom – Medical devices the experts use

CIIC China

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“We plan to make Uscom one of the leading medical device brands in China over the next five years.”

Daniel Sun, Head of BD and Marketing, Shanghai CIIC Science and Technology, Medical Device division

Shareholder value, if targets achieved - $1.40 per share. ($13m sales, $6m costs, profit $7m, PE x 20, 108m shares)

Uscom – Medical devices the experts use

Increasing recognition

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Alan Kohler Peter Switzer Fox TV

CNBC Asia

With improved operational performance has come increased media and international investor interest

Uscom – Medical devices the experts use

Increasing recognition

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With improved operational performance has come increased media and international investor interest

The Australian, 5-3-16 Sarah-Jane Tasker

Current objectives

  • Realise CIIC targets

  • Maintain USCOM 1A growth

  • Deliver BP+, BP+Reporter, SpiroSonic and SpiroReporter to worldwide markets (products, regulatory and manufacturing)

  • Continue partnership discussions

  • Distributors with high reach and reputation

  • Develop specific application distribution – eHealth, maternal health, paediatric sepsis, etc.

  • Consolidate global entity and operations

  • Manage rapid growth

Uscom – Medical devices the experts use

Operational risks

  • Global medical markets unpredictable

  • Product development/regulatory slower and more costly than expected

  • Distribution slow to achieve revenue goals and integrate new products

  • Costs for acquisitions, product development and production in advance of revenue

  • Competition risks and patent breaches – difficult to predict and monitor competitors

  • Complexity of operating in multiple jurisdictions – China, US, UK, Hungary, Australia

  • Preserving current revenue growth as new products developed for market

  • International accounting & auditing expensive, complex and time consuming

  • New product lines and new marketing – time to learn

  • Transitioning Budapest to volume manufacture

Uscom – Medical devices the experts use

UCM – Growth trend

A blue sky story with de-risked operations

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UCM Revenue and Income
$2,500,000
40
$2,039,426
$2,000,000 35
30
$1,500,000 $1,377,716
25
$1,010,942 20
$1,000,000
15
12
10
$500,000
5
$0 0
2013 2014 2015 2013
Current revenue from USCOM 1A
BP+ and SpiroSonic revenue in FY 2017
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UCM Distribution Agreements

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40 38
35
30
27
25
20
15
12
10
5
0
2013 2014 2015
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UCM – Growth trend

Revenue and Income

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$2,900,000
$3,000,000
$2,500,000
$2,039,426
$2,000,000
$1,500,000 $1,377,716
$1,010,942
$1,000,000
$500,000
$0
2013 2014 2015 2016
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2016 - Revenue + cash receipts continue to rise (40 ± % for 4 years) Share price +77%

Transformational CIIC deal and new products yet to be accounted by market

Right company, right time…..

  • Estimate

Profitability?

Revenue rising 40% YOY for last 4 years Margins 60-80% 2016 YOY cash receipts rising: Q1 up 133%, H1 up 71%, Q3 up 112% Q3 cash outflow $55k (near breakeven) 2016 costs include once off costs: Thor acquisition ($700k)

UCM Quarterly Cash Receipts

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700,000
600,000
500,000
400,000
$
300,000
200,000
100,000
0
Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3
13 13 14 14 14 14 15 15 15 15 16 16 16
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Integration of Thor - audit, restructure and reporting Regulatory preparation for BP+ and SpiroSonic Marketing and distribution Transformational CIIC deal for $15m pa (6m costs - $7m pa profit) New global deals in discussion

Right company, right time…..

Right Sector - Long Term Growth

ASX 10 yr CAGR % pa

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14.0
12.1
12.0
10.0
8.0
6.0
3.5
% 4.0
2.0
0.1 0.0
0.0
S&P 200 Financial NAB Materials BHP RMD Healthcare
-2.0 Index (Mining) Index
Index
-2.4
-4.0
-4.5 -4.3
-6.0
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UCM sales growth 2014 – 67% 2015 – 59%

  • 1[st] Feb 2006 – 1[st] Feb 2016

  • Exclusive of dividends

Healthcare, right sector…..

Right Time for Growth

Revenue Growth % pa

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60
50
40
Uscom
30
Resmed
%
CSL
20
Cochlear
10
0
2013 2014 2015
-10
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Right company, right time…..

UCM outperforms market

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2016 year to date performance…..

BellDirect 20[h] June 2016

Uscom

Value investment Experienced management Strong underlying business Strong growth phase ✓ ✓ Invested in growth Premium global markets Diversified and lifesaving technologies Aggressive global growth strategy Two new product ranges for market in the next 12mths Right time – 2016 results imminent

Uscom – Medical devices the experts use

Uscom

“Uscom has acquired global assets to ensure reliable revenue growth for investors for the coming decade.”

Uscom – Medical devices the experts use

Uscom (UCM) – Global Medical Devices

Global Growth June 2016

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Thank You

Rob Phillips PhD(med), MPhil(med), FASE, DMU(cardiol) Associate Professor, Critical Care Research Group, School of Medicine, The University of Queensland Executive Chairman/CEO

Uscom – Medical devices the experts use

USCOM 1A Competitive Advantage

Method Manufacturer Technology Rel+Rep Non-
invasive
Simple Cost Portable SV beat
to beat
USCOM 1A Uscom Doppler
BioZ Samsung BioImpedance
NiCOM Cheetah BioReactance
Nexfin Bmeye APP
CardioQ Deltex Doppler
LiDCO LiDCO LiCl dilutio +APP
LiDCOrapid LiDCO APP
PiCCO
(mod Tx + PP)
Pulsion APP
FloTrac Edwards APP
PAC (Tx) Many Thermodilution

Testimonials

“This machine is saving lives, there are no two ways about it.”

Professor Brendan Smith, Anesthetist, Intensivist and Emergency Physician, N.S.W. Dept of Health, Australia

“USCOM has changed the way I look at the cardiovascular status of my patients.

It’s part of the initial shock evaluation and monitored regularly thereafter…. USCOM has now been established as the standard of care.”

Dr Akash Deep, Director of Paediatric ICU, King's College Hospital, London

“The USCOM device is a simple method of accurately and noninvasively measuring central circulation, a goal of cardiology for many years. The device has the potential to change the way we approach management of sepsis, heart failure and hypertension.”

Professor Malcolm West, Cardiologist, Mayne Professor of Medicine at The University of Queensland School of Medicine, Brisbane, Australia and Uscom Medical Advisory Board Member.

“I have used USCOM for over 5 years now on our very sick children, and use it to guide management. We are now beginning multi-centre, global research which will define the way USCOM is used in Paediatric Departments across the world.”

Dr Joe Brierley, Consultant Intensivist, Great Ormond Street Hospital for Sick Children, London, UK.

“The USCOM device is really good; I use it in all my aneasthetics. I think there should be one on every ICU bed and on every anaesthetic patient.”

Dr Steve Woodford, Consultant Anaesthetist, circulatory researcher at Australian School of Advanced Medicine, and Uscom Investor,

“To parents and doctors this machine, USCOM, is priceless. This machine is thought to have saved baby Abbie’s life.

BBC Documentary “New machine helps save babies life”, 2010, Nottingham Children’s Hospital

Uscom – Medical devices the experts use

BP+ Competitive Advantage

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Uscom BP+ TensioMed BPLab IEM Centron AtCor
Australia Hungary Russia Germany UK Australia
USD 3,500 USD 6,000 USD 7,000 USD 7,000 USD 6,300 USD 20,000
1 min 2 min 2 min 2 min 1 min 1 min
Stand-alone ABP, needs computer ABP, needs computer ABP, needs computer Stand-alone Needs computer
CE, FDA, TGA CE CE CE, FDA CE CE, FDA
Aortic + brachial
waveform
Central systolic BP Rough waveform Rough waveform Rough waveform Rough waveform
Physical model Statistical regression Transfer function Transfer function Transfer function Transfer function

Uscom – Medical devices the experts use

Why ?

Independent research from Cambridge University, Weill Cornell, University of California, Wales Heart Institute – BP+ = Four stars

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BP+ is on the international space station

McEniery CM, Cockcroft JR, Roman MJ, Franklin SS, Wilkinson AB. Central blood pressure: current evidence and clinical importance. Euro Heart J 2014;doi10.1093/ eurojeartj/eht565

SpiroSonic Competitive Advantage

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Uscom
SpiroSonic
Welch Allyn Schiller Sibelmed Vitalograph MIR Carefusion NDD
Australia USA Switzerland Spain USA Italy USA Switzerland
SpiroSonic SpiroPerfect Spirovit SP-1 Dataspir Touch Pneumotrac Spirodoc Microloop EasyOne PLus
USD 1,890 USD 2,100 USD 1,850 USD 2,300 USD 2,030 USD 1,580 USD 2,180 USD 1,990
Dual Path
Ultrasound
Diff Pressure Diff Pressure Turbine Diff Pressure Turbine Turbine Single Path
Ultrasound
Accurate
Auto calibration
SpiroReporter
Fully digital
FreeFlo sensor
Hygeinic
SpO2
Bluetooth
Rechargeable
Multiple
iterations
Multiple
iterations
Multiple
iterations
Multiple
iterations
Multiple
iterations
Conssumable
turbines
Multiple
iterations
Accurate
Consumable
tube

Uscom – Medical devices the experts use

CPT Codes and Re-Imbursement

Product Measure Region Code Price(AUD) Status
Uscom BP+ Central BP USA 93050 $25.60 S*
USCOM 1A Cardiac Output USA 76999 $107.00 S**
Cardiac Output China 310701023 $44.00
Cardiac Output China 220600010 $13.50
+ $2.50 measure
Cardiac Output Australia TBD TBD S**
Uscom Thor Spirometry USA 94010 $51.43
Spirometry USA 94060 $87.14
Spirometry USA 94070 $87.00
Spirometry USA 94375 $57.14
Spirometry Australia 11506 $20.55
Spirometry Australia 11509 $35.65
Spirometry Australia 11512 $61.75

S[*] Subject to Software modification and FDA notification

S[**] Under submission

TBD –To be determined