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USCOM LIMITED Investor Presentation 2016

Oct 5, 2016

65979_rns_2016-10-05_d21264b7-c97b-4588-8ed5-4260e21a68e2.pdf

Investor Presentation

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Uscom (UCM) – Global Medical Devices

Moving Forward FY 2016-2017

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Rob Phillips PhD(med), MPhil(med), FASE, DMU(cardiol) Associate Professor, Critical Care Research Group, School of Medicine, The University of Queensland Uscom Executive Chairman/CEO

The Measure of Life

Disclaimer

This presentation is intended to provide a general outline only and is not intended to be a definitive statement on the subject matter. The information in this presentation, whether written or verbal, has been prepared without taking into account the commercial, financial or other needs of any individual or organisation.

While Uscom (the "Company”) has taken due care in compiling the information, neither the Company nor its officers or advisors or any other person warrants the accuracy, reliability, completeness or timeliness of the information or guarantees the commercial or investment performance of the Company. Certain information may relate to protected intellectual property rights owned by Uscom. By viewing this presentation the viewer accepts the terms of the Company NDA.

The information does not constitute advice of any kind and should not be relied on as such. Investors must make their own independent assessment of the Company and undertake such additional enquiries as they deem necessary or appropriate for their own investment purposes. Any and all use of the information is at your own risk.

Uscom

“Digital medical device innovations to improve the physician experience and patient outcomes.”

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Digital Doppler Suprasystolic Ultrasound Oscillometry

Digital Transit time Ultrasound

New generation digital cardiovascular pulmonary devices.

Uscom – Medical devices the experts use

Uscom - Products

Sector leading technologies

Fluid, Sepsis

& Heart Failure

  • US $1.3bn market[*]

  • CAGR of 7.6%[*]

  • CE, FDA, TGA, CFDA

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Hypertension & Vascular Health

COPD

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& Asthma

  • US $1.7bn market[*]

  • US $400m market[*]

  • CAGR of 11.5%[*]

  • CAGR of 6.5%[*]

  • CE, FDA, TGA

  • CE, TGA, FDA

USCOM 1A

BP+

Cardiac Output Monitoring Blood Pressure Monitoring

SpiroSonic Pulmonary Monitoring

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  • Source: MedTech Insight; Transparency Market Research

Uscom – Devices the experts use

UCM – 2016

Not only growth: Record revenue, sales, cash, share price, cap value (+44 to114%) But investment: Transformational $65m 5yr China agreement Acquired and consolidated Thor laboratories into Uscom One off investments:

≈ acquisition and integration ( $1m) ≈ two new product lines for revenue in 2017 ( $0.5m) global corporate model established Approaching profitability with two new device series for sale in 2017

Uscom – Medical devices the experts use

UCM – 2016 Results

Total Revenue

Receipts from Customers

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----- Start of picture text -----

$3,500,000
2,563,145
2,500,000
$2,936,504
$3,000,000
2,000,000
$2,500,000
$2,039,426
$2,000,000
1,500,000
1,321,080
$
$1,500,000 $1,377,716
1,000,000
829,424
$1,010,942
$1,000,000 $864,099
621,253
500,000
$500,000
$0 -
2012 2013 2014 2015 2016 2013 2014 2015 2016
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Total revenue +44% to $2.94m +43% CAGR for 3 years

Receipts from Customers +94% to $2.56m +60% CAGR for 3 years

Right company, right time…..

  • Estimate

UCM – 2016 Results

Quarterly Total Revenue

Quarterly Cash Receipts

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900000
700,000
800000
600,000
700000
600000 500,000
500000
400,000
$ $
400000
300,000
300000
200,000
200000
100000 100,000
0 0
Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
13 13 14 14 14 14 15 15 15 15 16 16 16 16 13 13 14 14 14 14 15 15 15 15 16 16 16 16
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2016 – Total Revenue and Cash Receipts CAGR 44% and 94% CAGR 3 years

Right company, right time…..

  • Estimate

UCM – 2016 Results

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Cash, Equity and Assets
6,000,000
5,711,746
4,937,991
5,000,000
4,000,000
2,936,355
$ 3,000,000 2,839,773 2015
2016
2,288,661
2,000,000
1,290,796
992,796
1,000,000
526,317
0
Cash Cash Spend Equity Assets
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2016 – A year of investment

Right company, right time…..

  • Estimate

UCM – 2016 Results

Perfomance FY2016 Indices, Top 10 Superannuation funds and UCM

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70
61
60
50
Indices Top 10 Super Funds
40
30
20 16.3
10.6
10 7.6 7 5.9 5.7 5.5 5.5 5.4 5.1 5 4.5
0
-2.3
-10 -5.2
-7.5
-10.1
-20
-30 -25.8
-40
The Top 10 Australian Superannuation Funds,
"Australian”, Financial Services, p22, 20th July 2016
% Growth
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A simple comparison…..

UCM – 2016 Results

" Investors can review Uscom’s progress in 2016 with satisfaction and look forward to the rewards of 2017 and beyond. Uscom has invested in the future, and an investment in Uscom is an investment in the future.”

Uscom – Medical devices the experts use

Products USCOM 1A

Heart failure, hypertension, sepsis, fluid Non invasive, accurate, compact, platform technology

Accurate cardiac output

Cardiac stroke volume Systemic vascular resistance Left + right heart measurement

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Works with all other hospital equipment Intuitive touch screen Real time data Platform technology with multiple uses

Non invasive, real time, beat-to-beat haemodynamics

Uscom – Devices the experts use

New Products

Hypertension, heart failure and vascular disease Central Blood Pressure and Pulse Wave Analysis The new standard for hypertension

  • FDA, CE Mark, TGA approvals

  • • Supra-systolic Oscollometry

  • Reliable and

  • accurate

  • Central and

  • Brachial BP

  • Replaces sub-systolic methods (cuff)

  • Home or clinic

  • • PPW Analysis

  • • Results in

  • 30 seconds

  • • No training required

  • • Platform technology with multiple uses

Stand alone, non invasive, accurate, compact system with BP+Reporter For launch FY 2017 Uscom – Devices the experts use

New Products Series

Digital Ultrasonic Spirometry New Standards of Pulmonary Testing Devices Applications Software

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For launch FY 2017 Uscom – Devices the experts use

New Products tSpiro

Uscom sells technologies others are researching High fidelity digital ultrasonic spirometers

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  • Connecting patients to clinicians

  • US revenue (more than 400 sold)

  • Software analytics

  • Telemetric signals to cloud via iPhone

  • Cloud based processing/diagnosis

  • Personalised clinical advice - medication and dosage

  • Trend monitoring of multiple measures

  • Home care market

  • Capital and subscription revenue

  • Global partners – China, US, Euro

  • Multiple software providers – few hardware providers

  • CE, FDA and TGA. CFDA (in submission)

Aus - Resapp (RAP) – Cap $300m, Adherium (ADR) – Cap $60m, Uscom (UCM) – Cap $28m US - Cohero, Gecko, Asthma Sense, Propeller Health

  1. Uscom Sydney

2. Uscom London

Uscom Global

Delivering multiple products into multiple jurisdictions

2 •[•] • •[• •] • •• 3

[• ] • • • • •[•] •

[•] • •

[•] • 4 •• • •• • • •

Key Markets Asia

• • •[•] •

Europe Nth America

Focus FY 2017

  1. Uscom Budapest

  2. Uscom LA

  3. Uscom Shanghai

5

1

Asia – Establish CIIC US – BP+ and SpiroSonic release Global tSpiro partnerships

China is Important

State funded growth

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China Health Expenditure as % of GDP
7.9
6.5
5.1 5.0 5.1 [5.4]
4.6 [4.84.8 4.7 4.7]
4.6 4.4 [4.6]
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2018E 2020E
----- End of picture text -----

CIIC to distribute $65m of Uscom devices and support regulatory over 5 yrs

China Health Spend (USD) GDP=12,000,000,000,000 Health=5.4%=648,000,000,000 Objective=12%=1,400,000,000,000 Growth(+6.6%)=$792,000,000,000

Uscom China Targets (USD) Population = 1.35b 3 provinces < 10% pop = $10m 31 Provinces = 100% 10 x current UCM revenue = $10m 2 new products = $20m Total revenue China = $30m USD

Uscom positioning to grow with China - $30m pa revenue target

CIIC China

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5 year importation and wholesale agreement with Shanghai CIIC Science and Technology Development Corp targeted to generate A$65m sales.

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CIIC S&T – State owned company CIIC revenue – $10b USD, Med Device Division $250m USD

Uscom – Medical devices the experts use

CIIC China

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“We plan to make Uscom one of the leading medical device brands in China over the next five years.”

Daniel Sun, Head of BD and Marketing, Shanghai CIIC Science and Technology, Medical Device division

Uscom – Medical devices the experts use

CIIC China

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http://www.bloomberg.com/news/articles/2016-07-05/china-inc-goes-on-a-buying-spree-for-global-health-care-assets

Uscom – Medical devices the experts use

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UCM - Media

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Alan Kohler

Peter Switzer Fox TV

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CNBC Asia Tom Piotrowski Uscom – Medical devices the experts use

UCM - Media

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With improved operational performance has come increased media and international investor interest

The Australian, 5-3-16 Sarah-Jane Tasker

Uscom

“Time and again we find similar traits among long-term winners:

1. Led by founders with their fortunes and legacies on the line 2. Debt free and scalable operations 3. Willing to disrupt themselves ”

4. Have zealous, loyal customers.

Joe Magyer Australian Financial Review 22 June 2016

Uscom – Medical devices the experts use

Uscom – 2017 What we are going to do: Prepare BP+, SpiroSonic for market Regulatory approvals Manufacturing Distribution – strategic and effective partners of scale New revenue streams – BP+, SpiroSonic CIIC China sales Early US and Euro sales Continue growing USCOM 1A sales

Uscom – Medical devices the experts use

Uscom – 2017

Bring three world leading product ranges toward profit

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Global Profit
Concept Product Pilot Validation Regulatory Revenue
Distribution FY17
USCOM 1A ✓ ✓ ✓ ✓ ✓ ✓ ✓ ±✓
Uscom BP+ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ±✓
SpiroSonic ✓ ✓ ✓ ✓ ✓ ✓ ✓ ±✓
Investment to Profit
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IP transformed into profit
26
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Uscom – 2017

Regulatory – Uscom’s new generation of products are being prepared for approval and sale across multiple jurisdictions in 2017

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|||||
|---|---|---|---|
|New revenue starting 2017|
|USCOM 1A|Uscom BP+|SpiroSonic|
|CE|(Europe)|2017|2017|
|✓|
|FDA|(USA)|2017|2017|
|✓|
|CFDA|(China)|2017|2017|
|✓|
|TGA|(Aus)|2017|2017|
|✓|
|
Subject to regulatory approval|Uscom – Devices the experts use|

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Revenue Model

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SpiroSonic – FY 2017
Total Revenue
20,000,000
18,000,000
16,000,000 BP+ - FY 2017
14,000,000
12,000,000
SpiroSonic
$ 10,000,000
BP+
USCOM
8,000,000 USCOM
6,000,000
4,000,000
2,000,000
0
2015 2016 2017 2018 2019 2020
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$20m revenue by 2020 = 5 year CAGR of 58%

Uscom - 2017

"Uscom has acquired global assets to ensure reliable revenue growth for investors for the coming decade.

Our 2017 strategy is to deliver the devices we have acquired into global markets with partners of scale. We are confident that this will drive our revenue growth and underwrite long term profitability.”

Uscom – Medical devices the experts use

Uscom (UCM) – Global Medical Devices

Moving Forward FY 2016-2017

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Thank You

Rob Phillips

PhD(med), MPhil(med), FASE, DMU(cardiol) Associate Professor, Critical Care Research Group, School of Medicine, The University of Queensland Executive Chairman/CEO

Uscom – Medical devices the experts use

Business Summary

  • Premium noninvasive cardiovascular and pulmonary monitoring devices

  • Addressing the growing threat of superbugs, heart failure, hypertension and asthma

  • Validated, clinically accepted, cost and life saving devices with critical applications

  • Aggressive global growth strategy – acquisition and partnerships

  • IP protected and FDA, CE and CFDA regulatory approvals

  • Uscom BP+ and SpiroSonic for market FY 2017

  • $3m revenue 2016, $65m 5year deal starts 2017

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Corporate Board & Management Financials
� ASX listed (UCM) � Rob Phillips, Chairman & CEO � Sales +94% 2016
� Headquartered in Sydney � Sheena Jack, Director � Revenue +44% 2016 ($3m)
� (HCF, Moneytime Health) �
Market cap of $28m Cash consumption - $1.2m
� 108m shares on issue � Christian Bernecker, Director � Gross Margins ~ 75%
(Stream)
� �
Rob Phillips, Founder and Cash ~ $2.8m
� David He, Director (J&J, McKinseys)
CEO, holds 18% of
company � Nick Schicht, General Manager
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  • Uscom Annual report

USCOM 1A Competitive Advantage

Method Manufacturer Technology Rel+Rep Non-
invasive
Simple Cost Portable SV beat
to beat
USCOM 1A Uscom Doppler
BioZ Samsung BioImpedance
NiCOM Cheetah BioReactance
Nexfin Bmeye APP
CardioQ Deltex Doppler
LiDCO LiDCO LiCl dilutio
+APP
LiDCOrapid LiDCO APP
PiCCO
(mod Tx + PP)
Pulsion APP
FloTrac Edwards APP
PAC (Tx) Many Thermodilution

Testimonials

“This machine is saving lives, there are no two ways about it.”

Professor Brendan Smith, Anesthetist, Intensivist and Emergency Physician, N.S.W. Dept of Health, Australia

“USCOM has changed the way I look at the cardiovascular status of my patients.

It’s part of the initial shock evaluation and monitored regularly thereafter…. USCOM has now been established as the standard of care.”

Dr Akash Deep, Director of Paediatric ICU, King's College Hospital, London

“The USCOM device is a simple method of accurately and noninvasively measuring central circulation, a goal of cardiology for many years. The device has the potential to change the way we approach management of sepsis, heart failure and hypertension.”

Professor Malcolm West, Cardiologist, Mayne Professor of Medicine at The University of Queensland School of Medicine, Brisbane, Australia and Uscom Medical Advisory Board Member.

“I have used USCOM for over 5 years now on our very sick children, and use it to guide management. We are now beginning multi-centre, global research which will define the way USCOM is used in Paediatric Departments across the world.”

Dr Joe Brierley, Consultant Intensivist, Great Ormond Street Hospital for Sick Children, London, UK.

“The USCOM device is really good; I use it in all my aneasthetics. I think there should be one on every ICU bed and on every anaesthetic patient.”

Dr Steve Woodford, Consultant Anaesthetist, circulatory researcher at Australian School of Advanced Medicine, and Uscom Investor,

“To parents and doctors this machine, USCOM, is priceless. This machine is thought to have saved baby Abbie’s life.

BBC Documentary “New machine helps save babies life”, 2010, Nottingham Children’s Hospital

Uscom – Medical devices the experts use

BP+ Competitive Advantage

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Uscom BP+ TensioMed BPLab IEM Centron AtCor
Australia Hungary Russia Germany UK Australia
USD 3,500 USD 6,000 USD 7,000 USD 7,000 USD 6,300 USD 20,000
1 min 2 min 2 min 2 min 1 min 1 min
Stand-alone ABP, needs computer ABP, needs computer ABP, needs computer Stand-alone Needs computer
CE, FDA, TGA CE CE CE, FDA CE CE, FDA
Aortic + brachial
waveform
Central systolic BP Rough waveform Rough waveform Rough waveform Rough waveform
Physical model Statistical regression Transfer function Transfer function Transfer function Transfer function

Uscom – Medical devices the experts use

Why ?

Independent research from Cambridge University, Weill Cornell, University of California, Wales Heart Institute – BP+ = Four stars

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BP+ is on the international space station

McEniery CM, Cockcroft JR, Roman MJ, Franklin SS, Wilkinson AB. Central blood pressure: current evidence and clinical importance. Euro Heart J 2014;doi10.1093/ eurojeartj/eht565

SpiroSonic Competitive Advantage

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Uscom
SpiroSonic
Welch Allyn Schiller Sibelmed Vitalograph MIR Carefusion NDD
Australia USA Switzerland Spain USA Italy USA Switzerland
SpiroSonic SpiroPerfect Spirovit SP-1 Dataspir Touch Pneumotrac Spirodoc Microloop EasyOne PLus
USD 1,890 USD 2,100 USD 1,850 USD 2,300 USD 2,030 USD 1,580 USD 2,180 USD 1,990
Dual Path
Ultrasound
Diff Pressure Diff Pressure Turbine Diff Pressure Turbine Turbine Single Path
Ultrasound
Accurate
Auto calibration
SpiroReporter
Fully digital
FreeFlo sensor
Hygeinic
SpO2
Bluetooth
Rechargeable
Multiple
iterations
Multiple
iterations
Multiple
iterations
Multiple
iterations
Multiple
iterations
Conssumable
turbines
Multiple
iterations
Accurate
Consumable
tube

Uscom – Medical devices the experts use

CPT Codes and Re-Imbursement

Product Measure Region Code Price(AUD) Status
Uscom BP+ Central BP USA 93050 $25.60 S*
USCOM 1A Cardiac Output USA 76999 $107.00 S**
Cardiac Output China 310701023 $44.00
Cardiac Output China 220600010 $13.50
+ $2.50 measure
Cardiac Output Australia TBD TBD S**
Uscom Thor Spirometry USA 94010 $51.43
Spirometry USA 94060 $87.14
Spirometry USA 94070 $87.00
Spirometry USA 94375 $57.14
Spirometry Australia 11506 $20.55
Spirometry Australia 11509 $35.65
Spirometry Australia 11512 $61.75

S[*] Subject to Software modification and FDA notification

S[**] Under submission

TBD –To be determined

Big Data and eHealth

Big data needs high quality sensors Uscom specialises in high quality non-invasive sensors

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  • Software analytics

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  • Telemetric signals

  • Cloud based processing/diagnosis

  • Personalised clinical advice

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  • Medication and dosage

  • Serial monitoring

  • Multiple measures

  • Home care market

  • Subscription service model

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  • Global partner opportunities – China, US, Euro

  • Multiple software providers – few hardware providers

Stand alone, wireless, accurate, compact, digital devices

Uscom – Devices the experts use