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USBC, Inc. — Director's Dealing 2025
Jun 4, 2025
33069_dirs_2025-06-04_cce167c4-855f-4706-a78f-749b0778afcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KNOW LABS, INC. (KNW)
CIK: 0001074828
Period of Report: 2025-06-02
Reporting Person: ERICKSON RONALD P (Director, CEO, Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-02 | Series H Convertible Preferred Stock | $0.335 | J | 16916 | Acquired | Common Stock (16916) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 137202 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $9.60 | 2026-01-31 | Common Stock (21375) | 21375 | Direct |
| Warrant to Purchase Common Stock | $9.60 | 2026-01-31 | Common Stock (25992) | 25992 | Indirect |
| Warrant to Purchase Common Stock | $61.20 | 2025-12-15 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Price subject to adjustment.
F2: Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson.
F3: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment.