USBC, Inc. — Director's Dealing 2024

May 31, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNW)
CIK: 0001074828
Period of Report: 2024-01-30

Reporting Person: ERICKSON RONALD P (Director, CEO, Chairman)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1488085	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Convertible Debenture	$0.25	2024-09-30	Common Stock (2079332)	2079332	Indirect
Convertible Debenture	$0.25	2024-09-30	Common Stock (2656932)	2656932	Indirect
Warrant to Purchase Common Stock	$0.25	2026-01-31	Common Stock (855000)	855000	Direct
Warrant to Purchase Common Stock	$0.25	2026-01-31	Common Stock (1039666)	1039666	Indirect
Option to Purchase Common Stock	$1.10	2024-11-04	Common Stock (1200000)	1200000	Direct
Warrant to Purchase Common Stock	$1.53	2025-12-15	Common Stock (2000000)	2000000	Direct
Option to Purchase Common Stock	$1.53	2025-12-15	Common Stock (3731350)	3731350	Direct
Option to Purchase Common Stock	$2.09	2026-12-16	Common Stock (1000000)	1000000	Direct
Option to Purchase Common Stock	$1.41	2027-12-14	Common Stock (1000000)	1000000	Direct
Option to Purchase Common Stock	$0.25	2028-10-10	Common Stock (4640844)	4640844	Direct

Footnotes

F1: Convertible Debenture for $519,833 that is convertible at $0.25 per share by 09/30/2024.

F2: Convertible Debenture for $669,223 that is convertible at $0.25 per share by 09/30/2024.

F3: Price subject to adjustment.

F4: Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson.

F5: Option shares vested upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market).

F6: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.

F7: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.