Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

USBC, Inc. Director's Dealing 2023

Feb 15, 2023

33069_dirs_2023-02-15_8ad8bc4a-64fb-4124-8e6a-7630ce5863d6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2023-01-23

Reporting Person: Bosua Phillip (10% Owner, Former CEO and President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-23 Option to Purchase Common Stock $1.28 J 0 Disposed 2024-01-23 Common Stock (1000000) Direct
2023-01-23 Option to Purchase Common Stock $1.10 J 1200000 Disposed Common Stock (1200000) Direct
2023-01-23 Option to Purchase Common Stock $1.53 J 3959795 Disposed 2024-01-23 Common Stock (3959795) Direct
2023-01-23 Option to Purchase Common Stock $2.09 J 975000 Disposed 2024-01-23 Common Stock (975000) Direct
2023-01-23 Option to Purchase Common Stock $1.41 J 1250000 Disposed Common Stock (1250000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3005000 Direct

Footnotes

F1: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F2: All 1,000,000 options are vested; The expiration date has thus been extended from August 1, 2023 to January 23, 2024.

F3: All 1,200,000 options have been cancelled.

F4: 304,600 options under the stock option agreement dated December 15, 2020 have vested and 3,959,795 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.

F5: 325,000 options under the stock option agreement dated December 15, 2021 have vested and 975,000 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.

F6: All 1,250,000 options have been cancelled.