USBC, Inc. — Director's Dealing 2023

Oct 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2023-10-10

Reporting Person: PEPPER JON (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-10-10	Option to Purchase Common Stock	$0.25	A	79528	Acquired	2028-10-10	Common Stock (79528)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	393000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$1.10	2024-11-04	Common Stock (52500)	52500	Direct
Warrant to Purchase Common Stock	$1.53	2025-12-15	Common Stock (20000)	20000	Direct
Warrant to Purchase Common Stock	$0	2026-03-15	Common Stock (25000)	25000	Direct
Warrant to Purchase Common Stock	$1.70	2027-01-05	Common Stock (20000)	20000	Direct

Footnotes

F1: Option shares vest immediately.

F2: Price subject to adjustment.

F3: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.

F4: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.