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USBC, Inc. Director's Dealing 2022

Jan 10, 2022

33069_dirs_2022-01-10_843badef-ea5f-4eea-9c81-379f6855cce8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2022-01-05

Reporting Person: PEPPER JON (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-05 Common Stock A 30000 Acquired 388000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-05 Warrant to Purchase Common Stock $1.70 A 20000 Acquired 2027-01-05 Common Stock (20000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $1.10 2024-11-04 Common Stock (52500) 52500 Direct
Warrant to Purchase Common Stock $1.53 2025-12-15 Common Stock (20000) 20000 Direct
Warrant to Purchase Common Stock $0 2026-03-15 Common Stock (25000) 25000 Direct

Footnotes

F1: Option shares vest immediately.

F2: Price subject to adjustment.

F3: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.

F4: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.