USBC, Inc. — Director's Dealing 2022

Jan 24, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2022-01-21

Reporting Person: ERICKSON RONALD P (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-21	Common Stock	P	20000	$1.3244	Acquired	540934	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8334	Indirect
Common Stock	1467	Indirect
Common Stock	20335	Indirect
Common Stock	910001	Indirect
Common Stock	2014	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant to Purchase Common Stock	$0.50	2023-01-31	Common Stock (855000)	855000	Direct
Warrant to Purchase Common Stock	$0.50	2023-03-16	Common Stock (1039666)	1039666	Indirect
Option to Purchase Common Stock	$1.10	2024-11-04	Common Stock (1200000)	1200000	Direct
Warrant to Purchase Common Stock	$1.53	2025-12-15	Common Stock (2000000)	2000000	Direct
Option to Purchase Common Stock	$1.53	2025-12-15	Common Stock (3731350)	3731350	Direct
Option to Purchase Common Stock	$2.09	2026-12-16	Common Stock (1000000)	1000000	Direct

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Price subject to adjustment.

F7: Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market).

F8: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.

F9: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.