Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

USBC, Inc. Director's Dealing 2022

Jun 7, 2022

33069_dirs_2022-06-07_218e76c3-8f72-44c7-a880-6285827b2e84.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2022-05-26

Reporting Person: Takesako Ichiro John Paul (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-26 Common Stock S 775 $1.4100 Disposed 79225 Direct
2022-05-26 Common Stock S 1225 $1.5073 Disposed 78000 Direct
2022-05-26 Common Stock S 2000 $1.4800 Disposed 76000 Direct
2022-05-27 Common Stock S 2000 $1.4554 Disposed 74000 Direct
2022-05-27 Common Stock S 2000 $1.4315 Disposed 72000 Direct
2022-05-31 Common Stock S 300 $1.5000 Disposed 71700 Direct
2022-05-31 Common Stock S 2000 $1.4520 Disposed 69700 Direct
2022-05-31 Common Stock S 1700 $1.4506 Disposed 68000 Direct
2022-06-01 Common Stock S 4000 $1.5030 Disposed 64000 Direct
2022-06-02 Common Stock S 2000 $1.4560 Disposed 62000 Direct
2022-06-02 Common Stock S 2000 $1.4275 Disposed 60000 Direct
2022-06-03 Common Stock S 4000 $1.4013 Disposed 56000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $1.10 2024-11-04 Common Stock (52500) 52500 Direct
Warrant to Purchase Common Stock $1.53 2025-12-15 Common Stock (20000) 20000 Direct
Warrant to Purchase Common Stock $1.70 2027-01-05 Common Stock (20000) 20000 Direct

Footnotes

F1: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.

F2: Option shares vest immediately.

F3: Price subject to adjustment.

F4: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022.