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USBC, Inc. — Director's Dealing 2022
Dec 19, 2022
33069_dirs_2022-12-19_37b90fe6-d5e7-4aa2-8515-fccfa84672e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2022-12-14
Reporting Person: Bosua Phillip (Director, CEO and President, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-14 | Option to Purchase Common Stock | $1.41 | A | 1250000 | Acquired | 2027-12-14 | Common Stock (1250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3005000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $1.28 | 2023-08-01 | Common Stock (1000000) | 1000000 | Direct |
| Option to Purchase Common Stock | $1.10 | 2024-11-04 | Common Stock (1200000) | 1200000 | Direct |
| Option to Purchase Common Stock | $1.53 | 2025-12-15 | Common Stock (4264395) | 4264395 | Direct |
| Option to Purchase Common Stock | $2.09 | 2026-12-15 | Common Stock (1300000) | 1300000 | Direct |
Footnotes
F1: Option shares vest 25% quarterly over four years beginning 08/01/2018.
F2: Option shares vest upon approval of the Company's blood glucose measurement technology by the U.S. Food and Drug Administration.
F3: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.
F4: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.
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