Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

USBC, Inc. Director's Dealing 2022

Dec 19, 2022

33069_dirs_2022-12-19_37b90fe6-d5e7-4aa2-8515-fccfa84672e2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2022-12-14

Reporting Person: Bosua Phillip (Director, CEO and President, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-14 Option to Purchase Common Stock $1.41 A 1250000 Acquired 2027-12-14 Common Stock (1250000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3005000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $1.28 2023-08-01 Common Stock (1000000) 1000000 Direct
Option to Purchase Common Stock $1.10 2024-11-04 Common Stock (1200000) 1200000 Direct
Option to Purchase Common Stock $1.53 2025-12-15 Common Stock (4264395) 4264395 Direct
Option to Purchase Common Stock $2.09 2026-12-15 Common Stock (1300000) 1300000 Direct

Footnotes

F1: Option shares vest 25% quarterly over four years beginning 08/01/2018.

F2: Option shares vest upon approval of the Company's blood glucose measurement technology by the U.S. Food and Drug Administration.

F3: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.

F4: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.