USBC, Inc. — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2021-03-15

Reporting Person: PEPPER JON (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Stock	P	50000	$2.00	Acquired	358000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Warrant to Purchase Common Stock	$0	P	25000	Acquired	2026-03-15	Common Stock (25000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$1.10	2024-11-04	Common Stock (52500)	52500	Direct
Warrant to Purchase Common Stock	$1.53	2025-12-15	Common Stock (20000)	20000	Direct

Footnotes

F1: Option shares vest immediately.

F2: Price subject to adjustment.

F3: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.