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USBC, Inc. Director's Dealing 2021

Sep 30, 2021

33069_dirs_2021-09-30_53e06050-73ef-4e02-879a-9eccdc6cf7da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2021-08-27

Reporting Person: Takesako Ichiro John Paul (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-27 Common Stock S 20050 $2.3258 Disposed 149950 Direct
2021-08-30 Common Stock S 3000 $2.3500 Disposed 146950 Direct
2021-08-31 Common Stock S 10000 $2.2674 Disposed 136950 Direct
2021-09-01 Common Stock S 6950 $2.3200 Disposed 130000 Direct
2021-09-03 Common Stock S 5000 $2.4500 Disposed 125000 Direct
2021-09-07 Common Stock S 7000 $2.2800 Disposed 118000 Direct
2021-09-08 Common Stock S 9000 $2.2567 Disposed 109000 Direct
2021-09-09 Common Stock S 9000 $2.2696 Disposed 100000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $1.10 2024-11-04 Common Stock (52500) 52500 Direct
Warrant to Purchase Common Stock $1.53 2025-12-15 Common Stock (20000) 20000 Direct

Footnotes

F1: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.

F2: Option shares vest immediately.

F3: Price subject to adjustment.