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USBC, Inc. — Director's Dealing 2021
Sep 30, 2021
33069_dirs_2021-09-30_53e06050-73ef-4e02-879a-9eccdc6cf7da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2021-08-27
Reporting Person: Takesako Ichiro John Paul (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | S | 20050 | $2.3258 | Disposed | 149950 | Direct |
| 2021-08-30 | Common Stock | S | 3000 | $2.3500 | Disposed | 146950 | Direct |
| 2021-08-31 | Common Stock | S | 10000 | $2.2674 | Disposed | 136950 | Direct |
| 2021-09-01 | Common Stock | S | 6950 | $2.3200 | Disposed | 130000 | Direct |
| 2021-09-03 | Common Stock | S | 5000 | $2.4500 | Disposed | 125000 | Direct |
| 2021-09-07 | Common Stock | S | 7000 | $2.2800 | Disposed | 118000 | Direct |
| 2021-09-08 | Common Stock | S | 9000 | $2.2567 | Disposed | 109000 | Direct |
| 2021-09-09 | Common Stock | S | 9000 | $2.2696 | Disposed | 100000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $1.10 | 2024-11-04 | Common Stock (52500) | 52500 | Direct |
| Warrant to Purchase Common Stock | $1.53 | 2025-12-15 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
F2: Option shares vest immediately.
F3: Price subject to adjustment.
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