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USBC, Inc. — Director's Dealing 2019
Jan 7, 2019
33069_dirs_2019-01-07_3eaef270-82d8-4091-8c7f-e414902aae19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2019-01-02
Reporting Person: ERICKSON RONALD P (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | P | 100000 | $0.17 | Acquired | 420934 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3334 | Indirect |
| Common Stock | 1467 | Indirect |
| Common Stock | 20335 | Indirect |
| Common Stock | 910001 | Indirect |
| Common Stock | 2014 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $0.50 | 2023-01-31 | Common Stock (855000) | 855000 | Direct |
| Warrant to Purchase Common Stock | $0.50 | 2023-03-16 | Common Stock (1039666) | 1039666 | Indirect |
Footnotes
F1: Held by Dia Armenta, the Reporting Person's wife.
F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
F3: Held by Juliz Limited Partnership- Family LP.
F4: Held by J3E2A2Z Limited Partnership.
F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
F6: Price subject to adjustment.
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