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USBC, Inc. Director's Dealing 2019

Jan 7, 2019

33069_dirs_2019-01-07_3eaef270-82d8-4091-8c7f-e414902aae19.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KNOW LABS, INC. (KNWN)
CIK: 0001074828
Period of Report: 2019-01-02

Reporting Person: ERICKSON RONALD P (Director, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-02 Common Stock P 100000 $0.17 Acquired 420934 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3334 Indirect
Common Stock 1467 Indirect
Common Stock 20335 Indirect
Common Stock 910001 Indirect
Common Stock 2014 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant to Purchase Common Stock $0.50 2023-01-31 Common Stock (855000) 855000 Direct
Warrant to Purchase Common Stock $0.50 2023-03-16 Common Stock (1039666) 1039666 Indirect

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Price subject to adjustment.