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USBC, Inc. Director's Dealing 2018

Mar 20, 2018

33069_dirs_2018-03-20_57a6843f-a1d6-4f45-963c-f9873767d8c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2018-03-16

Reporting Person: ERICKSON RONALD P (Director, CEO and President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-16 Warrant to Purchase Common Stock $0.50 A 855000 Acquired 2023-01-31 Common Stock (855000) Direct
2018-03-16 Warrant to Purchase Common Stock $0.50 A 1039666 Acquired 2023-03-16 Common Stock (1039666) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 120934 Direct
Common Stock 3334 Indirect
Common Stock 1467 Indirect
Common Stock 20335 Indirect
Common Stock 110001 Indirect
Common Stock 2014 Indirect

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Price subject to adjustment.