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USBC, Inc. — Director's Dealing 2018
Mar 20, 2018
33069_dirs_2018-03-20_57a6843f-a1d6-4f45-963c-f9873767d8c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2018-03-16
Reporting Person: ERICKSON RONALD P (Director, CEO and President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-16 | Warrant to Purchase Common Stock | $0.50 | A | 855000 | Acquired | 2023-01-31 | Common Stock (855000) | Direct |
| 2018-03-16 | Warrant to Purchase Common Stock | $0.50 | A | 1039666 | Acquired | 2023-03-16 | Common Stock (1039666) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 120934 | Direct |
| Common Stock | 3334 | Indirect |
| Common Stock | 1467 | Indirect |
| Common Stock | 20335 | Indirect |
| Common Stock | 110001 | Indirect |
| Common Stock | 2014 | Indirect |
Footnotes
F1: Held by Dia Armenta, the Reporting Person's wife.
F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
F3: Held by Juliz Limited Partnership- Family LP.
F4: Held by J3E2A2Z Limited Partnership.
F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
F6: Price subject to adjustment.
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