USBC, Inc. — Director's Dealing 2018

Mar 21, 2018

SEC Form 4/A — Form 4/A

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2018-01-16

Reporting Person: ERICKSON RONALD P (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-16	Common Stock	A	100000	$0.25	Acquired	320934	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3334	Indirect
Common Stock	1467	Indirect
Common Stock	20335	Indirect
Common Stock	110001	Indirect
Common Stock	2014	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$22.50	2020-05-09	Common Stock (13334)	0	Direct
Option to Purchase Common Stock	$19.50	2022-06-05	Common Stock (6667)	0	Direct

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Option shares fully-vested quarterly over 2 years commencing 05/10/2010.

F7: Option shares fully-vested quarterly over 1 year commencing 06/05/2012.