USBC, Inc. — Director's Dealing 2017

Jul 7, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2017-07-06

Reporting Person: ERICKSON RONALD P (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-06	Common Stock	P	2000	$0.23	Acquired	20934	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3334	Indirect
Common Stock	1467	Indirect
Common Stock	20336	Indirect
Common Stock	110001	Indirect
Common Stock	1014	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Warrant	$.15	2018-06-14	Common Stock (33333)	0	Indirect
Series B Warrant	$.20	2018-06-14	Common Stock (33334)	0	Indirect
Option to Purchase Common Stock	$22.50	2020-05-09	Common Stock (13334)	13334	Direct
Option to Purchase Common Stock	$19.50	2022-06-05	Common Stock (6667)	6667	Direct

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Option shares fully-vested quarterly over 2 years commencing 05/10/2010.

F7: Option shares fully-vested quarterly over 1 year commencing 06/05/2012.