USBC, Inc. — Director's Dealing 2017

Aug 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2017-08-22

Reporting Person: ERICKSON RONALD P (Director, CEO and President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-22	Option to Purchase Common Stock	$22.50	J	13334	Disposed	2020-05-09	Common Stock (13334)	Direct
2017-08-22	Option to Purchase Common Stock	$19.50	J	6667	Disposed	2022-06-05	Common Stock (6667)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20934	Direct
Common Stock	3334	Indirect
Common Stock	1467	Indirect
Common Stock	20335	Indirect
Common Stock	110001	Indirect
Common Stock	2014	Indirect

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Option shares fully-vested quarterly over 2 years commencing 05/10/2010.

F7: Option shares fully-vested quarterly over 1 year commencing 06/05/2012.

F8: Voluntary forfeiture.