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USBC, Inc. Director's Dealing 2017

Aug 23, 2017

33069_dirs_2017-08-23_f8296f7f-99ff-461b-b079-cbdcafc7d632.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2017-08-22

Reporting Person: Sames Todd Martin (V.P. of Business Development)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-22 Option to Purchase Common Stock $0.13 J 6667 Disposed 2017-09-04 Common Stock (6667) Direct
2017-08-22 Option to Purchase Common Stock $0.10 J 2000 Disposed 2019-04-01 Common Stock (2000) Direct
2017-08-22 Option to Purchase Common Stock $0.10 J 6668 Disposed 2020-01-22 Common Stock (6668) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1667 Direct

Footnotes

F1: Option shares vest quarterly over 3 years commencing 09/05/2012.

F2: Option shares vest quarterly over 3 years commencing 04/02/2014.

F3: Option shares vest in accordance with a performance plan during 2015.

F4: Voluntary forfeiture.