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USBC, Inc. Director's Dealing 2016

Jul 12, 2016

33069_dirs_2016-07-12_8cd35887-22f7-459d-a303-3fc172898819.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2016-07-07

Reporting Person: SCOTT MARK E (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-07 Common Stock M 1334 $2.50 Acquired 11791 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-07 Series A Warrant $2.50 M 667 Disposed 2018-06-14 Common Stock (667) Direct
2016-07-07 Series B Warrant $2.50 M 667 Disposed 2018-06-14 Common Stock (667) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $19.50 2022-06-08 Common Stock (5668) 5668 Direct

Footnotes

F1: Exercise of Warrants.

F2: Option shares fully-vested quarterly over 1 year commencing 06/08/2012.