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USBC, Inc. — Director's Dealing 2016
Jul 12, 2016
33069_dirs_2016-07-12_8cd35887-22f7-459d-a303-3fc172898819.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2016-07-07
Reporting Person: SCOTT MARK E (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-07 | Common Stock | M | 1334 | $2.50 | Acquired | 11791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-07 | Series A Warrant | $2.50 | M | 667 | Disposed | 2018-06-14 | Common Stock (667) | Direct |
| 2016-07-07 | Series B Warrant | $2.50 | M | 667 | Disposed | 2018-06-14 | Common Stock (667) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $19.50 | 2022-06-08 | Common Stock (5668) | 5668 | Direct |
Footnotes
F1: Exercise of Warrants.
F2: Option shares fully-vested quarterly over 1 year commencing 06/08/2012.
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