USBC, Inc. — Director's Dealing 2016

Jul 13, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2016-07-12

Reporting Person: ERICKSON RONALD P (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-07-12	Common Stock	M	66667	$2.50	Acquired	110001	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-12	Series A Warrant	$.15	M	33333	Disposed	2018-06-14	Common Stock (33333)	Indirect
2016-07-12	Series B Warrant	$.20	M	33334	Disposed	2018-06-14	Common Stock (33334)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18934	Direct
Common Stock	3334	Indirect
Common Stock	1467	Indirect
Common Stock	20336	Indirect
Common Stock	1014	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$22.50	2020-05-09	Common Stock (13334)	13334	Direct
Option to Purchase Common Stock	$19.50	2022-06-05	Common Stock (6667)	6667	Direct

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Option shares fully-vested quarterly over 2 years commencing 05/10/2010.

F7: Option shares fully-vested quarterly over 1 year commencing 06/05/2012.

F8: Exercise of Warrants.