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USBC, Inc. — Director's Dealing 2015
Jan 27, 2015
33069_dirs_2015-01-27_ba207670-5422-4d40-9355-52d319db7b1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2015-01-23
Reporting Person: ERICKSON RONALD P (Director, CEO and President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-23 | Option to Purchase Common Stock | $.15 | J | 1000000 | Disposed | 2020-05-09 | Common Stock (1000000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3059706 | Direct |
| Common Stock | 500000 | Indirect |
| Common Stock | 66667 | Indirect |
| Common Stock | 1050000 | Indirect |
| Common Stock | 8500000 | Indirect |
| Common Stock | 152000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Warrant | $.15 | 2018-06-14 | Common Stock (5000000) | 5000000 | Indirect |
| Series B Warrant | $.20 | 2018-06-14 | Common Stock (5000000) | 5000000 | Indirect |
| Option to Purchase Common Stock | $.13 | 2022-06-08 | Common Stock (1000000) | 1000000 | Direct |
Footnotes
F1: Held by Dia Armenta, the Reporting Person's wife.
F2: Held by eCharge Corp.
F3: Held by Juliz Limited Partnership- Family LP.
F4: Held by J3E2A2Z Limited Partnership.
F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
F6: Option vests quarterly over 2 years commencing 05/10/2010.
F7: Option vests quarterly over 1 year commencing 06/08/2012.
F8: Option shares cancelled.
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