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USBC, Inc. Director's Dealing 2015

Jan 27, 2015

33069_dirs_2015-01-27_69741423-6933-438b-9794-929bfca29899.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2015-01-23

Reporting Person: SCOTT MARK E (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-23 Common Stock A 200000 $0.10 Acquired 1568500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-23 Option to Purchase Common Stock $0.13 J 150000 Disposed 2022-06-08 Common Stock (150000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Warrant $0.15 2018-06-14 Common Stock (100000) 100000 Direct
Series B Warrant $0.20 2018-06-14 Common Stock (100000) 100000 Direct

Footnotes

F1: 500,000 Option shares fully-vested and 500,000 Option shares vest quarterly over 1 year commencing 06/08/2012.

F2: Option shares cancelled.

F3: Issued in accordance with the 2011 Stock Incentive Plan.