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USBC, Inc. Director's Dealing 2015

Jan 27, 2015

33069_dirs_2015-01-27_d8033b64-d00c-497b-8461-3ab532664021.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2015-01-23

Reporting Person: Kruse Jeffrey Richard (Pres. of TransTech Systems Inc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-23 Common Stock A 150000 $0.10 Acquired 350000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-23 Option to Purchase Common Stock $0.10 A 500000 Acquired 2020-01-23 Common Stock (500000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $0.09 2020-06-07 Common Stock (300000) 300000 Direct
Option to Purchase Common Stock $0.10 2018-08-26 Common Stock (800000) 1100000 Direct

Footnotes

F1: Option shares vest 25% after 6 months, then 25% in 3 successive 12 month periods commencing 06/08/2010.

F2: Option shares vest quarterly over 3 years commencing 08/27/2013.

F3: Option shares vest in accordance with a performance plan during 2015.

F4: Performance stock option grant issued in accordance with the 2011 Stock Incentive Plan.

F5: Issued in accordance with the 2011 Stock Incentive Plan.