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USBC, Inc. Director's Dealing 2015

Jan 27, 2015

33069_dirs_2015-01-27_ee87cc74-65fb-4141-bf88-0ab2cdb92e68.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2015-01-23

Reporting Person: Sames Todd Martin (V.P. of Business Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-23 Common Stock A 150000 $.10 Acquired 250000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-23 Option to Purchase Common Stock $0.10 A 1000000 Acquired 2020-01-23 Common Stock (1000000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $0.13 2018-09-05 Common Stock (1000000) 1000000 Direct
Option to Purchase Common Stock $0.10 2019-04-01 Common Stock (300000) 1300000 Direct

Footnotes

F1: Option shares vest quarterly over 3 years commencing 09/05/2012.

F2: Option shares vest quarterly over 3 years commencing 04/02/2014.

F3: Option shares vest in accordance with a performance plan during 2015.

F4: Performance stock option grant issued in accordance with the 2011 Stock Incentive Plan.

F5: Issued in accordance with the 2011 Stock Incentive Plan.