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USBC, Inc. Director's Dealing 2013

Jan 31, 2013

33069_dirs_2013-01-31_a47b6dc7-5a7a-45ca-b581-a578913039be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2013-01-29

Reporting Person: ERICKSON RONALD P (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-29 Common Stock P 1500000 $0.0825 Acquired 3500000 Indirect
2013-01-29 Common Stock P 152000 $0.0825 Acquired 152000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1884906 Direct
Common Stock 500000 Indirect
Common Stock 66667 Indirect
Common Stock 1000000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $.15 2020-05-09 Common Stock (3000000) 3000000 Direct
Option to Purchase Common Stock $.13 2022-06-08 Common Stock (1000000) 4000000 Direct

Footnotes

F1: Held by Dia Armenta, the Reporting Person's wife.

F2: Held by eCharge Corp.

F3: Held by Juliz Limited Partnership- Family LP.

F4: Held by J3E2A2Z Limited Partnership.

F5: Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.

F6: Option vests quarterly over 2 years commencing 05-10-2010.

F7: Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.