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USBC, Inc. — Director's Dealing 2013
Jun 18, 2013
33069_dirs_2013-06-18_f96cd66d-e88c-414d-a2ed-563c77f8277b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2013-06-14
Reporting Person: SCOTT MARK E (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-14 | Common Stock | P | 100000 | $0.10 | Acquired | 1368500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-14 | Series A Warrant | $0.15 | P | 100000 | Acquired | 2018-06-14 | Common Stock (100000) | Direct |
| 2013-06-14 | Series B Warrant | $0.20 | P | 100000 | Acquired | 2018-06-14 | Common Stock (100000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $0.13 | 2022-06-08 | Common Stock (1000000) | 1000000 | Direct |
Footnotes
F1: 500,000 Option shares fully-vested and 500,000 Option shares vest quarterly over 1 year commencing 06/08/2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.
F2: Shares and warrants received as part of a Private Placement which closed 06/14/2013.
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