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USBC, Inc. Director's Dealing 2013

Jun 18, 2013

33069_dirs_2013-06-18_f96cd66d-e88c-414d-a2ed-563c77f8277b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2013-06-14

Reporting Person: SCOTT MARK E (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-14 Common Stock P 100000 $0.10 Acquired 1368500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-14 Series A Warrant $0.15 P 100000 Acquired 2018-06-14 Common Stock (100000) Direct
2013-06-14 Series B Warrant $0.20 P 100000 Acquired 2018-06-14 Common Stock (100000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $0.13 2022-06-08 Common Stock (1000000) 1000000 Direct

Footnotes

F1: 500,000 Option shares fully-vested and 500,000 Option shares vest quarterly over 1 year commencing 06/08/2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.

F2: Shares and warrants received as part of a Private Placement which closed 06/14/2013.