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USBC, Inc. Director's Dealing 2013

Aug 29, 2013

33069_dirs_2013-08-29_289d5bc0-b6a3-4ad9-a60f-db0e10954c22.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2013-08-27

Reporting Person: Kruse Jeffrey Richard (Pres. of TransTech Systems Inc)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-27 Option to Purchase Common Stock $0.10 A 800000 Acquired 2018-08-26 Common Stock (800000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 120000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $0.09 2020-06-07 Common Stock (300000) 300000 Direct
Option to Purchase Common Stock $0.12 2014-11-28 Common Stock (100000) 400000 Direct

Footnotes

F1: Option shares vest 25% after 6 months, then 25% in 3 successive 12 month periods commencing 06/08/2010.

F2: Option shares vest quarterly over 3 years commencing 11/29/2011.

F3: Option shares vest quarterly over 3 years commencing 08/27/2013.