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USBC, Inc. Director's Dealing 2013

Sep 5, 2013

33069_dirs_2013-09-05_3ae1e711-103e-4769-a443-ff5b3e06e776.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2013-09-03

Reporting Person: Kruse Jeffrey Richard (Pres. of TransTech Systems Inc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-03 Common Stock P 20000 $0.075 Acquired 140000 Direct
2013-09-04 Common Stock P 10000 $0.075 Acquired 150000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $0.09 2020-06-07 Common Stock (300000) 300000 Direct
Option to Purchase Common Stock $0.12 2014-11-28 Common Stock (100000) 400000 Direct
Option to Purchase Common Stock $0.10 2018-08-26 Common Stock (800000) 1200000 Direct

Footnotes

F1: Option shares vest 25% after 6 months, then 25% in 3 successive 12 month periods commencing 06/08/2010.

F2: Option shares vest quarterly over 3 years commencing 11/29/2011.

F3: Option shares vest quarterly over 3 years commencing 08/27/2013.