Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

USBC, Inc. Director's Dealing 2012

Jun 8, 2012

33069_dirs_2012-06-08_06116775-7657-4e0e-9e8f-13ec0c8663ee.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2012-06-08

Reporting Person: ERICKSON RONALD P (Director, CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-08 Option to Purchase Common Stock $.13 A 1000000 Acquired 2022-06-08 Common Stock (1000000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1689806 Direct
Common Stock 500000 Indirect
Common Stock 66667 Indirect
Common Stock 1000000 Indirect
Common Stock 2000000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $.15 2020-05-09 Common Stock (3000000) 3000000 Direct

Footnotes

F1: Held by Dia Armenta

F2: Held by eCharge Corp

F3: Held by Juliz Limited Partnership- Family LP

F4: Held by J3E2A2Z Limited Partnership

F5: Option vests quarterly over 2 years commencing 05-10-2010

F6: Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.