AI assistant
Sending…
USBC, Inc. — Director's Dealing 2012
Sep 17, 2012
33069_dirs_2012-09-17_7663bbcc-1900-4837-aa1a-0a0a1863ce5b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VISUALANT INC (VSUL)
CIK: 0001074828
Period of Report: 2012-09-14
Reporting Person: ERICKSON RONALD P (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | P | 20000 | $0.1099 | Acquired | 1817106 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500000 | Indirect |
| Common Stock | 66667 | Indirect |
| Common Stock | 1000000 | Indirect |
| Common Stock | 2000000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $.15 | 2020-05-09 | Common Stock (3000000) | 3000000 | Direct |
| Option to Purchase Common Stock | $.13 | 2022-06-08 | Common Stock (1000000) | 4000000 | Direct |
Footnotes
F1: Held by Dia Armenta
F2: Held by eCharge Corp
F3: Held by Juliz Limited Partnership- Family LP
F4: Held by J3E2A2Z Limited Partnership
F5: Option vests quarterly over 2 years commencing 05-10-2010
F6: Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.
More from USBC, Inc.
Interim / Quarterly Report
2026
May 13
Annual Report
2026
Apr 27
Regulatory Filings
2026
Apr 20
Regulatory Filings
2026
Apr 15
Regulatory Filings
2026
Apr 2
Regulatory Filings
2026
Mar 31
Director's Dealing
2026
Mar 26
Annual Report
2026
Mar 25
Regulatory Filings
2026
Mar 24
Regulatory Filings
2026
Jan 26