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U.S. GOLD CORP. — Director's Dealing 2025
Jan 1, 2025
33733_dirs_2024-12-31_33048275-daba-4f23-8f01-368abb0f3bc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: U.S. GOLD CORP. (USAU)
CIK: 0000027093
Period of Report: 2024-12-27
Reporting Person: NORMAN LUKE ANTHONY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-27 | Common Stock | A | 12903 | — | Acquired | 381662 | Direct |
| 2024-12-27 | Common Stock | A | 8065 | — | Acquired | 389727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-27 | Stock Options | $7.65 | A | 13260 | Disposed | 2029-11-25 | Common Stock (13260) | Direct |
| 2024-12-27 | Stock Options | $7.65 | A | 12431 | Disposed | 2029-11-25 | Common Stock (12431) | Direct |
Footnotes
F1: The securities reported in this Form 4 were approved by the Board of Directors (the "Board") of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.
F2: Represents deferred stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The deferred stock units fully vest upon the reporting person ceasing to be a member of the Board.
F3: Represents deferred stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. 25% of the deferred stock units became service satisfied on the date of grant and 25% shall become service satisfied every six months thereafter. The portion of the deferred stock units that have become service-satisfied will vest upon the reporting person's cessation of service as a member of the Board.
F4: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant.
F5: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested.