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U.S. GOLD CORP. — Director's Dealing 2015
Jun 18, 2015
33733_dirs_2015-06-18_8c68cd8a-5a22-4e9b-b1ba-a00dd657e6ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM)
CIK: 0000027093
Period of Report: 2015-06-16
Reporting Person: Isaac Jon (10% Owner)
Reporting Person: Isaac Capital Group, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-16 | Common Stock | P | 118000 | $2 | Disposed | 217184 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-16 | Series A Preferred Stock | $2 | P | 154000 | Disposed | Common Stock (154000) | Indirect | |
| 2015-06-16 | Call Option (right to buy) | $5 | P | 300000 | Disposed | 2019-10-20 | Series A Preferred Stock (300000) | Indirect |
| 2015-06-16 | Warrant | $2.5 | P | 500000 | Disposed | 2019-11-17 | Common Stock (500000) | Indirect |
| 2015-06-16 | Call Option (right to buy) | $ | P | 300000 | Disposed | 2019-10-20 | Warrants () | Indirect |
Footnotes
F1: This statement is joinly filed by and on behalf of each of Isaac Capital Group LLC ("Isaac Capital") and Jon Isaac. Jon Isaac owns 100% of the membership interest of Isaac Capital.
F2: The Series A Preferred Stock is convertible into common stock of the Issuer at any time.
F3: The Reporting Person is a party to a preferred stock purchase agreement dated October 20, 2014 under which the Reporting Person has the right to purchase, at the request of the Reporting Person or the Issuer, (i) up to 600,000 additional shares of Series A Preferred Stock for $5 per share and (ii) warrants to purchase such number of shares of common stock into which the Series A Preferred Stock may be converted on the date of such issuance.