U.S. GOLD CORP. — Director's Dealing 2015

Aug 21, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DATARAM CORP (DRAM)
CIK: 0000027093
Period of Report: 2014-08-12

Reporting Person: LOUGEE ANTHONY (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-17	Common Stock, $1.00 par value	A	10000	—	Acquired	11000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-08-12	Option	$1.50	A	27000	Acquired	2020-08-12	Common Stock (27000)	Direct
2014-07-15	Common Stock Warrants	$2.94	A	3000	Acquired		Common Stock ()	Direct
2014-07-15	Common Stock Warrants	$3.00	A	3000	Acquired		Common Stock ()	Direct
2014-07-15	Common Stock Warrants	$3.50	A	3000	Acquired		Common Stock ()	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $1.00 par value	475	Indirect

Footnotes

F1: Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of the grant, and are exercisable one third on the date of grant; one third on the first anniversary and one third on the second anniversary

F2: On July 15, 2014, the reporting person entered into a Subordinated Secured Convertible Bridge Note and Warrant Purchase Agreement (the "Agreement") governing the issuance of up to $750,000 aggregate principal amount of Subordinated Secured Convertible Bridge Notes (the "Notes") and Warrants. Pursuant to the terms of the Purchase Agreement, the reporting person purchased $7,500 of Notes and Warrants to purchase 9,000 shares of the Company's Common Stock at exercise prices between $2.94 and $3.50 per share. The Warrants are exercisable for a five (5) year period commencing on the six month anniversary from the date of issuance.